Financial Market Regulation
Financial Market Regulation

Author: Richard J. Hillman

Publisher: DIANE Publishing

Published: 2007-08

Total Pages: 86

ISBN-13: 9781422315750

DOWNLOAD EBOOK

As financial institutions increasingly operate globally & diversify their businesses, entities with an interest in financial stability cite the need for supervisors to oversee the safety & soundness of these institutions on a consolidated basis. The author reviewed the consolidated supervision programs at the Fed. Reserve System, Office of Thrift Supervision, & the SEC to: (1) describe policies & approaches that U.S. consolidated supervisors use to oversee large & small holding companies; (2) review the mgmt. of the consolidated supervision programs, including use of program objectives & performance measures; & (3) evaluate how well consolidated supervisors are collaborating with other supervisors & each other in their activities. Includes recommend. Charts.

Financial Regulatory Reform
Financial Regulatory Reform

Author:

Publisher:

Published: 2009

Total Pages: 92

ISBN-13:

DOWNLOAD EBOOK

This report details the proposed reforms by the US Dept of Treasury to meet the following five key objectives: (1) Promote robust supervision and regulation of financial firms, (2) Establish comprehensive supervision of financial markets, (3) Protect consumers and investors from financial abuse, (4) Provide the government with the tools it needs to manage financial crises (5) Raise international regulatory standards and improve international cooperation.