Prudent Practices for Investment Advisors
Author: fi360
Publisher:
Published: 2013-04-01
Total Pages:
ISBN-13: 9780989049009
DOWNLOAD EBOOKRead and Download eBook Full
Author: fi360
Publisher:
Published: 2013-04-01
Total Pages:
ISBN-13: 9780989049009
DOWNLOAD EBOOKAuthor: Fiduciary360
Publisher:
Published: 2006-01-01
Total Pages: 80
ISBN-13: 9780978796617
DOWNLOAD EBOOKThis book defines a prudent investment process for Investment Advisors--professionals who provide comprehensive and continuous investment advice including financial advisors, broker-consultants, investment consultants, wealth managers, financial consultants, trust officers, and financial planners.
Author: Fiduciary360
Publisher:
Published: 2006-01-01
Total Pages:
ISBN-13: 9780978796631
DOWNLOAD EBOOKAuthor: Fiduciary360
Publisher:
Published: 2006
Total Pages: 56
ISBN-13: 9780978796600
DOWNLOAD EBOOKThis book details a prudent investment process for Investment Stewards--persons who have the legal responsibility for managing someone else's money, including trustees and investment committee members. It is used in conjunction with Fiduciary360's training programs in fiduciary responsibility.
Author:
Publisher:
Published: 2006
Total Pages: 40
ISBN-13:
DOWNLOAD EBOOKAuthor: Fiduciary360
Publisher:
Published: 2006-01-01
Total Pages:
ISBN-13: 9780978796662
DOWNLOAD EBOOKA questionnaire based on the Prudent Practices for Investment Advisors handbook. Used to analyze how well an organization meets a defined global fiduciary standard of excellence.
Author:
Publisher:
Published: 2006
Total Pages: 116
ISBN-13:
DOWNLOAD EBOOKAuthor:
Publisher:
Published: 2008
Total Pages: 60
ISBN-13:
DOWNLOAD EBOOKAuthor: Fiduciary360
Publisher:
Published: 2006-01-01
Total Pages:
ISBN-13: 9780978796686
DOWNLOAD EBOOKA questionnaire based on the Prudent Practices for Investment Stewards and Investment Advisors handbook. Used to analyze how well Stewards and Advisors meet a defined global fiduciary standard of excellence.
Author: Tim Hatton
Publisher: Bloomberg Press
Published: 2005-05-01
Total Pages: 192
ISBN-13: 1576601838
DOWNLOAD EBOOKFinancial advisers, trustees, and plan sponsors—in fact, anyone who provides investment advice—may be held to a fiduciary standard of care for the financial well-being of their clients, beneficiaries, or employees. Accountants, attorneys, and wealth managers all need to know about these responsibilities. But what, exactly, is meant by the term fiduciary standard? What must advisers do to be sure their procedures meet legal and ethical standards? This book identifies the 27 Prudent Practices, organized under the Five Steps, that were developed by the Foundation for Fiduciary Studies—measures that professionals can take to demonstrate that they accept, understand, and are fulfilling the role of a fiduciary. Financial advisers and others offering investment advice will add meaningful value to their practice and show tangible evidence of what sets them apart from the pack. Attorneys, CPAs, and others serving as trustees will possess the knowledge to determine whether or not their clients’ investment portfolios are being managed appropriately. Plan sponsors will know what to look for in selecting investment consultants and in giving employees the disclosures and information they need. The most far-reaching trend in the financial-advisory business today is the move toward a fiduciary standard of care. This book establishes for the industry a credible investment-decision process that will meet the growing expectations of investors and regulators for integrity, transparency, and disclosure of fees and conflicts that affect their returns.