SEC Legislation

SEC Legislation

Author: United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities

Publisher:

Published: 1957

Total Pages: 272

ISBN-13:

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Considers legislation to require owners of more than 10 per cent of any class of securities in a corporation to file with SEC public disclosure of his securities and transactions; to extend SEC administration over corporation proxy solicitations; and to increase permissive exemption limit for issuance of unregistered securities.


SEC Legislation, 1963

SEC Legislation, 1963

Author: United States. Congress. Senate. Committee on Banking and Currency

Publisher:

Published: 1963

Total Pages: 492

ISBN-13:

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Considers legislation to extend disclosure requirements to issues of additional publicly traded securities and to provide for improved qualification and disciplinary procedures for registered brokers and dealers.


SEC Legislation

SEC Legislation

Author: United States. Congress. Senate. Committee on Banking and Currency

Publisher:

Published: 1957

Total Pages: 338

ISBN-13:

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SEC Authorizations

SEC Authorizations

Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities

Publisher:

Published: 1978

Total Pages: 184

ISBN-13:

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SEC Legislation

SEC Legislation

Author: United States. Congress. Senate. Committee on Banking and Currency

Publisher:

Published: 1959

Total Pages: 660

ISBN-13:

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Considers S. 1178 and related bills, to expand SEC jurisdictional authority, operations, and enforcement procedures.


SEC Reauthorization

SEC Reauthorization

Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance

Publisher:

Published: 1991

Total Pages: 64

ISBN-13:

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