Oversight of the SEC's Division of Enforcement
Oversight of the SEC's Division of Enforcement

Author: United States. Congress

Publisher: Createspace Independent Publishing Platform

Published: 2017-12-05

Total Pages: 62

ISBN-13: 9781981425204

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Oversight of the SEC's Division of Enforcement : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, Marc 19, 2015.

Oversight of the U. S. Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges
Oversight of the U. S. Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges

Author: Mary L. Schapiro

Publisher: DIANE Publishing

Published: 2010-11

Total Pages: 20

ISBN-13: 1437936822

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In 2009, the country was just emerging from an economic crisis that threatened our financial system and the American economy. Since then, the SEC has taken significant steps to make the SEC more vigilant, sharp, and responsive, and focus the agency on its core mission of protecting investors, maintaining fair and orderly markets, and facilitating capital formation. This testimony provides an overview of the actions and initiatives the SEC is taking to better protect investors, improve markets, and facilitate capital formation. It details the changes in personnel, processes and technology that have been made at the Commission. It also discusses the status of the SEC inquiry into the severe market disruption on May 6, 2010. Illustrations.