SEC Docket
SEC Docket

Author: United States. Securities and Exchange Commission

Publisher:

Published: 2008

Total Pages: 984

ISBN-13:

DOWNLOAD EBOOK

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Author: H. David Kotz

Publisher: DIANE Publishing

Published: 2010-03

Total Pages: 477

ISBN-13: 1437921868

DOWNLOAD EBOOK

Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.

Internal Corporate Investigations
Internal Corporate Investigations

Author: Brad D. Brian

Publisher: American Bar Association

Published: 2003

Total Pages: 506

ISBN-13: 9781590310380

DOWNLOAD EBOOK

Guides you through the steps necessary to conduct a proper and thorough legal investigationdescribes and advises you on the methods and skills involved.