U.S. Regulation of the International Securities and Derivatives Markets
Author:
Publisher: Aspen Law & Business Publishers
Published: 2002
Total Pages: 254
ISBN-13:
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International Securities Regulation
Author: Robert C. Rosen
Publisher:
Published: 1986
Total Pages: 0
ISBN-13: 9780379208252
DOWNLOAD EBOOKDefinitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.
International Securities Law and Regulation
Author:
Publisher:
Published: 2010
Total Pages:
ISBN-13:
DOWNLOAD EBOOKThe Regulation of International Financial Markets
Author: Rainer Grote
Publisher: Cambridge University Press
Published: 2006-02-16
Total Pages: 358
ISBN-13: 1139450344
DOWNLOAD EBOOKInternational financial relations have become increasingly important for the development of global and national economies. At present these relations are primarily governed by market forces, with little regulatory interference at the international level. In the light of numerous financial crises, this abstinence must be seriously questioned. Starting with an analysis of the regulatory problems at the international level, with only minimal powers entrusted to international organisations, this book develops various possibilities for reform. On the basis of an historical analysis, the book first adopts a comparative approach to national attempts to regulate international financial markets, then outlines the potential of relevant institutions and finally develops a policy perspective. It seeks to provide a framework for analysing options for the regulation of international financial markets from a public international law and comparative law perspective.
US Securities Regulation
Author: Eduardo Vidal
Publisher: Globe Law and Business Limited
Published: 2011
Total Pages: 0
ISBN-13: 9781905783496
DOWNLOAD EBOOK"While credit markets remain tight, the capital markets appear to be opening up again. As a result, many international companies will consider accessing the US markets as part of their financing strategy. This option is particularly attractive to non-US companies, which may take advantage of less stringent rules than those applicable to US companies. This practical title serves as a reference for companies and their lawyers on all matters relating to foreign private issuers in the US capital markets. Accessible and full of practical guidance, it addresses topics including amendments to the US Securities and Exchange Commission (SEC) rules automatically exempting foreign private issuers from SEC registration; new SEC rules making it easier for foreign private issuers to de-register their securities from the SEC and terminate their reporting obligations; acceptance of private issuers' financial statements prepared in accordance with International Financial Reporting Standards without reconciliation to US generally accepted accounting principles; and the new SEC release on cross-border tender offers. The book features a checklist for due diligence in international securities offerings. It also covers private placements of securities, including Rule 144A offerings, which are exempt from registration with the SEC, and a full description of American depositary receipts"--Unedited summary from book cover.
Governance of Global Financial Markets
Author: Emilios Avgouleas
Publisher: Cambridge University Press
Published: 2012-04-26
Total Pages: 501
ISBN-13: 0521762669
DOWNLOAD EBOOKAnalyses governance structures for international finance, evaluates current regulatory reforms and proposes a new governance system for global financial markets.
Securities Regulation
Author: Louis Loss
Publisher: Aspen Publishers
Published: 2009
Total Pages: 820
ISBN-13:
DOWNLOAD EBOOK"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
Securities Market Issues for the 21st Century
Author: Merritt B. Fox
Publisher:
Published: 2018
Total Pages: 476
ISBN-13: 9781982966850
DOWNLOAD EBOOKU.S. Regulation of Hedge Funds
Author: Douglas L. Hammer
Publisher: American Bar Association
Published: 2005
Total Pages: 398
ISBN-13: 9781590312971
DOWNLOAD EBOOKThis authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index.
International Securities Law
Author: Marc Steinberg
Publisher: Springer
Published: 1999-08-12
Total Pages: 368
ISBN-13:
DOWNLOAD EBOOKThe globalisation of the securities markets, rapid technological advancement, the perpetration of widespread cross-border fraud and the proliferation of emerging capital markets have made international financial law an increasingly important area of regulation, practice and research. Its significance will continue to grow in the 21st century, making the advent of a book focusing on developments in international securities law extremely timely. Key topics covered in this book include disclosure requirements, insider trading regulation, global offerings, transnational regulatory co-operation, the role of the International Organization of Securities Commissions (IOSCO), memoranda of understanding and emerging capital markets. Discussion of these issues is supported by examination of the law and policy in numerous countries, including developed and emerging capital markets. The author makes detailed analysis of applicable legal principles with regard to a wide range of topics, discusses proposed standards for law reform and makes recommendations to enhance international cooperation.
