Insider Dealing
Insider Dealing

Author: Gil Brazier

Publisher: Routledge

Published: 2012-09-10

Total Pages: 371

ISBN-13: 1135318514

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This book concentrates on the restatement of the law contained in Part 5 of the Criminal Justice Act 1993. It sets out the law and practice governing the commission of the criminal offence of insider dealing (and of certain other securities market offences) in the United Kingdom. In doing so, it also places the relevant legislation into the context of securities law as a whole. The historical background is explained and there is discussion of the way in which securities business is effected in the City and how it is presently regulated. The book is practical in its approach and will therefore appeal to experienced practitioners and compliance officers.

Financial Advertising and Marketing Law
Financial Advertising and Marketing Law

Author: Dennis Rosenthal

Publisher:

Published: 1997

Total Pages: 368

ISBN-13:

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This text explains the complex law and regulation that applies to advertising and promotion of financial services, enabling practitioners to act with confidence on such key areas as legality and liability for any financial product or service.

The Financial Services and Markets Act
The Financial Services and Markets Act

Author: Ashurst Morris Crisp (Firm)

Publisher:

Published: 2001

Total Pages: 488

ISBN-13:

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Provides the reader with an overview of the Financial Services and Markets Act and the principal statutory instruments made under it. The text places the statutory provisions in their practical context, providing commentary, and an overview of the law and its consequences. The work also summarizes the relevant changes in the regulatory regime, and highlights the powers of the FSA.

Companies in 2003-2004
Companies in 2003-2004

Author: Great Britain: Department of Trade and Industry

Publisher: The Stationery Office

Published: 2004

Total Pages: 98

ISBN-13: 9780115155109

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This report sets out key company law developments during the period April 2003 to March 2004 and activities undertaken by the DTI, Companies House and the Insolvency Service to promote an effective corporate and insolvency framework in support of company enterprise. It also contains statistical tables including details of companies registered at Companies House and of legal proceedings brought by the Department.