The Evolution of Disclosure Regulation by the Securities and Exchange Commission
Author: David S. Ruder
Publisher:
Published: 1988
Total Pages: 428
ISBN-13:
DOWNLOAD EBOOKRead and Download eBook Full
Author: David S. Ruder
Publisher:
Published: 1988
Total Pages: 428
ISBN-13:
DOWNLOAD EBOOKAuthor: Joel Seligman
Publisher: Wolters Kluwer Law & Business
Published: 2003
Total Pages: 968
ISBN-13:
DOWNLOAD EBOOKSince 1977, "The Transformation of Wall Street" has offered an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. This updated third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act .
Author: Roberta S. Karmel
Publisher: Simon & Schuster
Published: 1982
Total Pages: 408
ISBN-13:
DOWNLOAD EBOOKAuthor: United States. Securities and Exchange Commission
Publisher:
Published: 1966
Total Pages: 38
ISBN-13:
DOWNLOAD EBOOKAuthor: United States. Securities and Exchange Commission
Publisher:
Published: 1982
Total Pages: 109
ISBN-13:
DOWNLOAD EBOOKAuthor: United States. Advisory Committee on Corporate Disclosure
Publisher:
Published: 1977
Total Pages: 892
ISBN-13:
DOWNLOAD EBOOKAuthor: Brown
Publisher: Wolters Kluwer
Published: 2016-12-15
Total Pages: 2350
ISBN-13: 145488634X
DOWNLOAD EBOOKThe Regulation of Corporate Disclosure is a one-volume treatise on the disclosure regime in place under the Federal securities laws. The treatise addresses the formal disclosure process (periodic reports, MD&A, Regulation FD), the informal disclosure process (press releases, social media, discussions with analysts), and the application of the antifraud provisions to these communications. The treatise includes chapters on scienter and materiality, and also addresses communications with and disclosure obligations to shareholders. The Fourth Edition has been significantly revised and, among other topics, includes coverage of: The duties and responsibilities of corporate officials relating to the disclosure process The most recent cases addressing disclosure issues, including decisions by the Supreme Court on topics such as the application of the antifraud provisions to beliefs and opinions Pronouncements by the U.S. Securities and Exchange Commission on disclosure issues, including consideration of the SEC's efforts to improve disclosure effectiveness The developing need to consider disclosure of public interest matters, including the effects of climate change on a company's business The disclosure requirements applicable to the proxy process, including the system for uncovering the identity of street name owners State disclosure obligations of the board of directors under its fiduciary obligations to shareholders.
Author: United States. Securities and Exchange Commission
Publisher:
Published: 1967
Total Pages: 704
ISBN-13:
DOWNLOAD EBOOKAuthor: Government Finance Officers Association
Publisher: Municipal Finance Officers
Published: 1991-01-01
Total Pages:
ISBN-13: 9780891251514
DOWNLOAD EBOOKAuthor: Homer Kripke
Publisher:
Published: 1979
Total Pages: 400
ISBN-13:
DOWNLOAD EBOOK"The protection of vulnerable adults is a fast emerging area of work for local authorities, the NHS and other agencies. Safeguarding Vulnerable Adults and the Law, sets this within a comprehensive legal framework. The relevant law and guidance is extensive. It includes Department of Health guidance (No Secrets), human rights, the regulation of health and social care providers, the barring of carers from working with vulnerable adults, care standards tribunal cases, mental capacity, undue influence, assault, battery, wilful neglect, ill treatment, manslaughter, murder, theft, fraud, sexual offences, data protection and the sharing of information." "The book focuses on how these areas of law apply to vulnerable adults, and brings together an extensive body of case law to illustrate this. Also covered is how local authorities and the NHS may themselves be implicated in the harm - through abuse, neglect or omission - suffered by vulnerable adults. For example, in terms of the gross lapses in standards of care, infection control, nutrition and basic dignity sometimes to be found in hospitals." --Book Jacket.