Securities investor protection update on matters related to the Securities Investor Protection Corporation.
Author:
Publisher: DIANE Publishing
Published:
Total Pages: 42
ISBN-13: 1428943145
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Author:
Publisher: DIANE Publishing
Published:
Total Pages: 42
ISBN-13: 1428943145
DOWNLOAD EBOOKAuthor: United States Government Accountability Office
Publisher: Createspace Independent Publishing Platform
Published: 2017-10-20
Total Pages: 42
ISBN-13: 9781978459052
DOWNLOAD EBOOKSecurities Investor Protection: Update on Matters Related to the Securities Investor Protection Corporation
Author: United States. General Accounting Office
Publisher:
Published: 2003
Total Pages:
ISBN-13:
DOWNLOAD EBOOKAuthor: United States. General Accounting Office
Publisher:
Published: 2003
Total Pages: 36
ISBN-13:
DOWNLOAD EBOOKAuthor: Richard J. Hillman
Publisher: DIANE Publishing
Published: 2001-09
Total Pages: 100
ISBN-13: 9780756716813
DOWNLOAD EBOOKAssesses the operations of the Securities Investor Protection Corp. (SIPC), established in 1970. It discusses: (1) the basis for SIPC policies involving unauthorized trading and the extent that these policies are disclosed to investors; (2) the basis for SIPC policies involving the affiliates of SIPC member firms and the extent that these policies are disclosed to investors; (3) the SECs oversight of SIPC; and (4) the disclosure rules for SIPC, the FDIC, and state insurance guarantee associations, as well as the related implications for consumers as the financial services industry consolidates. Includes recommendations to the SIPC and the SEC regarding disclosure of SIPC policies and SEC's SIPC oversight.
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance
Publisher:
Published: 1980
Total Pages: 102
ISBN-13:
DOWNLOAD EBOOKAuthor: Securities Investor Protection Corporation
Publisher:
Published: 2010
Total Pages: 44
ISBN-13:
DOWNLOAD EBOOKAuthor:
Publisher:
Published: 1980
Total Pages: 16
ISBN-13:
DOWNLOAD EBOOKAuthor: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
Published: 1978
Total Pages: 258
ISBN-13:
DOWNLOAD EBOOKAuthor: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
Published: 1978
Total Pages: 254
ISBN-13:
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