Securities Investor Protection
Author: United States. General Accounting Office
Publisher:
Published: 2001
Total Pages: 100
ISBN-13:
DOWNLOAD EBOOKRead and Download eBook Full
Author: United States. General Accounting Office
Publisher:
Published: 2001
Total Pages: 100
ISBN-13:
DOWNLOAD EBOOKAuthor: United States Accounting Office
Publisher: Createspace Independent Publishing Platform
Published: 2018-02-13
Total Pages: 96
ISBN-13: 9781985283510
DOWNLOAD EBOOKGAO-01-653 Securities Investor Protection: Steps Needed to Better Disclose SIPC Policies to Investors
Author: Richard J. Hillman
Publisher: DIANE Publishing
Published: 2001-09
Total Pages: 100
ISBN-13: 9780756716813
DOWNLOAD EBOOKAssesses the operations of the Securities Investor Protection Corp. (SIPC), established in 1970. It discusses: (1) the basis for SIPC policies involving unauthorized trading and the extent that these policies are disclosed to investors; (2) the basis for SIPC policies involving the affiliates of SIPC member firms and the extent that these policies are disclosed to investors; (3) the SECs oversight of SIPC; and (4) the disclosure rules for SIPC, the FDIC, and state insurance guarantee associations, as well as the related implications for consumers as the financial services industry consolidates. Includes recommendations to the SIPC and the SEC regarding disclosure of SIPC policies and SEC's SIPC oversight.
Author:
Publisher:
Published: 2001
Total Pages:
ISBN-13:
DOWNLOAD EBOOKAuthor: United States. General Accounting Office
Publisher:
Published: 2001
Total Pages: 89
ISBN-13:
DOWNLOAD EBOOKAuthor:
Publisher: DIANE Publishing
Published: 2001
Total Pages: 95
ISBN-13: 1428949429
DOWNLOAD EBOOKAuthor:
Publisher: DIANE Publishing
Published:
Total Pages: 42
ISBN-13: 1428943145
DOWNLOAD EBOOKAuthor: United States. Securities and Exchange Commission
Publisher:
Published: 2005
Total Pages: 1080
ISBN-13:
DOWNLOAD EBOOKAuthor: United States. General Accounting Office
Publisher:
Published: 1992
Total Pages: 108
ISBN-13:
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