Securities Arbitration Procedure Manual

Securities Arbitration Procedure Manual

Author: David E. Robbins

Publisher: MICHIE

Published: 1995

Total Pages: 1078

ISBN-13:

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This manual is acknowledged to be the essential reference in the field of securities arbitration. It systematically describes the issues that arise in a dispute, how to evaluate the merits of a case, & how to prepare & present cases to arbitration panels anywhere in the country. In the Third Edition, David Robbins updates his work to reflect the important new issues governing discovery on the Internet, NASD's new eligibility rule, & its rule on punitive damages.


International Arbitration in the United States

International Arbitration in the United States

Author: Laurence Shore

Publisher: Kluwer Law International B.V.

Published: 2016-04-24

Total Pages: 794

ISBN-13: 9041190813

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International Arbitration in the United States is a comprehensive analysis of international arbitration law and practice in the United States (U.S.). Choosing an arbitration seat in the U.S. is a common choice among parties to international commercial agreements or treaties. However, the complexities of arbitrating in a federal system, and the continuing development of U.S. arbitration law and practice, can be daunting to even experienced arbitrators. This book, the first of its kind, provides parties opting for “private justice” with vital judicial reassurance on U.S. courts’ highly supportive posture in enforcing awards and its pronounced reluctance to intervene in the arbitral process. With a nationwide treatment describing both the default forum under federal arbitration law and the array of options to which parties may agree in state courts under state international arbitration statutes, this book covers aspects of U.S. arbitration law and practice as the following: .institutions and institutional rules that practitioners typically use; .ethical considerations; .costs and fees; .provisional measures; and .confidentiality. There are also chapters on arbitration in specialized areas such as class actions, securities, construction, insurance, and intellectual property.


The Securities Arbitration System

The Securities Arbitration System

Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises

Publisher: Amicus

Published: 2005

Total Pages: 124

ISBN-13:

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Eagles, discusses the life of eagles and profiles different types of eagles, along with providing facts about food, shelter, habitat, and more. Also includes records on eagles.


Securities Arbitration: Practice and Forms

Securities Arbitration: Practice and Forms

Author: W. Reece Bader

Publisher: Juris Publishing, Inc.

Published: 2013-12-01

Total Pages: 1162

ISBN-13: 1929446314

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Securities Arbitration: Practice and Forms is the leading start-to-finish guide and reference to the entire arbitration process for all types of participants, including public investors and their counsel, representatives of brokerage firms and other financial institutions (including inside counsel, outside counsel, and compliance directors and their staffs), members of the staffs of sponsoring organizations, and arbitrators themselves. This publication is an efficient tool that can be readily used by all participants at every stage in the arbitration process to deal with the various issues, questions and problems that arise in such proceedings. It has been written as a comprehensive text with special emphasis on practice and procedure. The features include checklists, sample forms and pleadings and other practice aids, as well as, where possible, practical advice from the author, found throughout the text and on the accompanying CD-ROM. Securities Arbitration: Practice and Forms is a required reference and guide for all those involved, or potentially involved, in the Securities Arbitration process All of the accompanying sample pleadings and forms are included on a CD-ROM in PDF


AAA Handbook on Arbitration Practice

AAA Handbook on Arbitration Practice

Author: American Arbitration Association

Publisher: Juris Publishing, Inc.

Published: 2010-08-01

Total Pages: 428

ISBN-13: 1933833475

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The AAA Handbook on Arbitration Practice assembles from Dispute Resolution Journal - the flagship publication of the American Arbitration Association - and other sources the latest thinking on arbitration and dispute resolution. All chapters, where necessary, have been revised and updated by the authors to insure that they represent the most current developments in law and practice. The Handbook is a succinct, comprehensive and a practical introduction to the use of arbitration, written by leading practitioners and scholars, it provides essential orientation and is a "must" for anyone with an interest in the field - from the seasoned to the neophyte. The AAA Handbook on Arbitration Practice brings to the arbitration and dispute resolution professional the latest thinking on arbitration from world-renowned specialists in the field. The chapters in this work were selected from an extensive body of writings and, in the main, represent world-class assessments of arbitration and dispute resolution practice. All the major facets of the field are addressed. The chapters provide the reader with comprehensive and accurate information, lucid evaluations, and useful practical guidance. They not only acquaint, but also ground the reader in the field.


The Failure of Securities Arbitrations

The Failure of Securities Arbitrations

Author: Errold F Moody Jr

Publisher: Booktango

Published: 2013-02-07

Total Pages: 175

ISBN-13: 1468921525

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A real life examination of claims brought before FINRA regarding suitability and the knowledge of all entities in trying such cases.