SEC Strategic Planning
SEC Strategic Planning

Author: United States. Congress. House. Committee on Government Reform. Subcommittee on Government Efficiency and Financial Management

Publisher:

Published: 2003

Total Pages: 72

ISBN-13:

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SEC Operations
SEC Operations

Author: Richard J. Hillman

Publisher: DIANE Publishing

Published: 2002-08

Total Pages: 44

ISBN-13: 9780756726027

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In the past decade, securities markets have undergone tremendous growth & innovation. Responding to concern that the Securities & Exchange Commission's (SEC) workload has outgrown its resources & impaired SEC's ability to fulfill its mission, the General Accounting Office (GAO) undertook this study to: (1) determine how the securities markets have changed; (2) identify whether SEC's resource levels have affected its ability to regulate & oversee the markets; & (3) identify any other factors that may affect SEC's ability to fulfill its mission. Charts, tables, & graphs.