Responsibilities of Corporate Officers & Directors Under Federal Securities Laws, 1997
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Publisher:
Published: 1996-11
Total Pages: 192
ISBN-13: 9780685670279
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Author:
Publisher:
Published: 1996-11
Total Pages: 192
ISBN-13: 9780685670279
DOWNLOAD EBOOKAuthor: CCH Incorporated
Publisher: Aspen Publishers
Published: 2009-09
Total Pages: 0
ISBN-13: 9780808022626
DOWNLOAD EBOOKResponsibilities of Corporate Officers and Directors Under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules
Author: N. Peter Rasmussen
Publisher: Aspen Publishers
Published: 2010
Total Pages: 0
ISBN-13: 9780808025740
DOWNLOAD EBOOKResponsibilities of Corporate Officers and Directors under FederalSecurities Law alerts board members and management to their personalduties and liabilities under the federal securities laws. From the vast bodyof federal laws, rules, administrative interpretations, and court decisionsdealing with securities offerings and transactions, those of particularinterest to corporate officers and directors as individuals are discussedhere. The materials focus on the Securities Act of 1933 and theSecurities Exchange Act of 1934, as well as pertinent provisions of theInvestment Company Act of 1940.The 2010 -2011 Edition includes new discussion of the following:Dodd-Frank Wall Street Reform and Consumer Protection ActShareholder access to proxiesSEC enforcementRecent case law on fraud liabilityProxy disclosure concerning Chairman-CEO role, hedging arrangements,compensation consultants
Author: James Hamilton
Publisher:
Published: 2003-10
Total Pages: 425
ISBN-13: 9780808010692
DOWNLOAD EBOOKAuthor: Anne Sherry
Publisher:
Published: 2017
Total Pages: 423
ISBN-13:
DOWNLOAD EBOOKAuthor: N. Peter Rasmussen
Publisher: Aspen Publishers
Published: 2010
Total Pages: 380
ISBN-13: 9780808025740
DOWNLOAD EBOOKResponsibilities of Corporate Officers and Directors under FederalSecurities Law alerts board members and management to their personalduties and liabilities under the federal securities laws. From the vast bodyof federal laws, rules, administrative interpretations, and court decisionsdealing with securities offerings and transactions, those of particularinterest to corporate officers and directors as individuals are discussedhere. The materials focus on the Securities Act of 1933 and theSecurities Exchange Act of 1934, as well as pertinent provisions of theInvestment Company Act of 1940.The 2010 -2011 Edition includes new discussion of the following:Dodd-Frank Wall Street Reform and Consumer Protection ActShareholder access to proxiesSEC enforcementRecent case law on fraud liabilityProxy disclosure concerning Chairman-CEO role, hedging arrangements,compensation consultants
Author:
Publisher:
Published: 1988
Total Pages: 166
ISBN-13:
DOWNLOAD EBOOKAuthor: James Hamilton
Publisher: Aspen Publishers
Published: 2012-10-01
Total Pages: 400
ISBN-13: 9780808033370
DOWNLOAD EBOOKResponsibilities of Corporate Officers and Directors under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as pertinent provisions of the Investment Company Act of 1940. The 2010 -2011 Edition includes new discussion of the following: Dodd-Frank Wall Street Reform and Consumer Protection Act Shareholder access to proxies SEC enforcement Recent case law on fraud liability Proxy disclosure concerning Chairman-CEO role, hedging arrangements, compensation consultants
Author:
Publisher:
Published: 1996-11-01
Total Pages: 192
ISBN-13: 9780685670279
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Published: 1993
Total Pages: 0
ISBN-13:
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