Enforcement Manual
Enforcement Manual

Author: United States. Securities and Exchange Commission. Division of Enforcement

Publisher:

Published: 2008

Total Pages: 144

ISBN-13:

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Hearings
Hearings

Author: United States. Congress. House. Committee on Interstate and Foreign Commerce

Publisher:

Published: 1959

Total Pages: 1740

ISBN-13:

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Model Rules of Professional Conduct
Model Rules of Professional Conduct

Author: American Bar Association. House of Delegates

Publisher: American Bar Association

Published: 2007

Total Pages: 216

ISBN-13: 9781590318737

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The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

SEC Enforcement Problems
SEC Enforcement Problems

Author: United States. Congress. Senate. Committee on Banking and Currency

Publisher:

Published: 1957

Total Pages: 176

ISBN-13:

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Considers problems related to SEC jurisdiction and regulatory procedures with respect to corporation proxy solicitations.