Capital Market and SEBI Regulatipons

Capital Market and SEBI Regulatipons

Author: Tapash Ranjan Saha

Publisher:

Published: 2009-01-01

Total Pages: 174

ISBN-13: 9788174467690

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About the book: Capital Market is a part of a greater system known as Financial System. The financial system of a country aims at transferring the surplus money from one sector of the economy to the deficit sector of the same or different economy. Capital Market is an organised market dealing with financial assets which have a long or indefinite maturity period. In general, it consists of those assets which have a maturity period of more than one year. Indian Capital Market is a heterogeneous combination of Primary Market and Secondary Market. With the economic liberalization in 1991, the Indian financial system has undergone radical changes from 1992-93. The main reforms are done in the area of Commercial Banking, Capital Market, Non-Banking Finance Companies (NBFC), Insurance Companies, etc. The liberalization focused on the establishment of easy process of finance dealing, and therefore, to reduce the complicated legal formalities, Securities Exchange Board of India (SEBI) was set-up in 1992, followed by NSDL, NSE, CSDL, etc. This book provides a detailed analysis of the Indian Capital Market. It starts with elaborating the basic concepts of Capital Market and thoroughly discusses the SEBI norms/guidelines covered in around 20 chapters of the book. The unique feature of this book is the incorporation of Case Study section, derived from the actual events of Indian Capital Market in the recent past. The theory part coupled with case study and exercise shall provide the student an exposure to the puzzling world of Finance Market. The book is aimed for undergraduate as well as postgraduate students in commerce and management courses of various Indian Universities. This book provides a comprehensive coverage of the subject in a lucid style making it easy for the students to grasp the subject as well as for the working executives, to understand the day-to-day matters for operating in the Indian Capital Market.


Financial Market Regulation and Reforms in Emerging Markets

Financial Market Regulation and Reforms in Emerging Markets

Author: Masahiro Kawai

Publisher: Brookings Institution Press

Published: 2011

Total Pages: 441

ISBN-13: 0815704895

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"In the wake of the global financial crisis that began in 2008, offers a systematic overview of recent developments in regulatory frameworks in advanced and emerging-market countries, outlining challenges to improving regulation, markets, and access in developing economies"--Provided by publisher.


Developing an Effective Model for Detecting Trade-Based Market Manipulation

Developing an Effective Model for Detecting Trade-Based Market Manipulation

Author: Jose Joy Thoppan

Publisher: Emerald Group Publishing

Published: 2021-05-05

Total Pages: 86

ISBN-13: 1801173982

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Developing an Effective Model for Detecting Trade-Based Market Manipulation determines an appropriate model to help identify stocks witnessing activities that are indicative of potential manipulation through three separate but related studies.


Indian Financial System And Capital Market

Indian Financial System And Capital Market

Author: Dr. Suresh Kumar Agarwal

Publisher: Academic Guru Publishing House

Published: 2023-03-22

Total Pages: 227

ISBN-13: 8119152263

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Indian Financial System and Capital Market are made up of several institutions, markets, rules and legislation, customs, money managers, analysts, transactions, and liabilities. Money may be lent and borrowed easily thanks to the financial system. The insurance, banking, capital markets, and numerous service sectors of India's financial system are all under the jurisdiction of independent authorities. The capital market is a growth engine for the economy. The capital market's many institutions facilitate efficient resource allocation by guiding the flow of money in both quantitative and qualitative terms. The value of stocks and securities is stabilized by a well-developed capital market that includes both banking and non-banking intermediaries staffed by knowledgeable professionals. Important topics and in-depth discussions of the Indian Financial System also include its components, its activities, the role of the money market in the economy, the creation and distribution of information, as well as the country's capital market. This book provides an in-depth look at the Indian financial system and is well-written. Those interested in understanding money, banking, and the financial system in the context of current affairs, politics, and business will also find plenty to enjoy in this book.


Capital Markets of India

Capital Markets of India

Author: Alan R. Kanuk

Publisher: John Wiley & Sons

Published: 2011-07-22

Total Pages: 336

ISBN-13: 111816072X

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Capital Markets in India: An Investor's Guide aims to provide the first comprehensive book on investing in the India markets. India is right now at the forefront of globalization. The book's focus is on the equity market, but it also addresses derivatives, fixed income, and foreign direct investments. Chapter topics include facts about the Indian economy; the Foreign Institutional Investor (FII) regulations, registration process, and applications; detail about the market regulation and the regulator; the very important market safeguards built into the Indian market systems; and lists of companies ranked by various criteria such as capitalization, turnover, industry, and earnings. The book even supplies investors and traders with contact information for many of the key institutions and market players. Readers will not only gain basic information about how the markets in India work, but also the contacts and facts to help them with their own investing plan.


Capital Markets and Securities Laws

Capital Markets and Securities Laws

Author: E. T. Lokganathan

Publisher:

Published: 2019-11

Total Pages: 174

ISBN-13: 9788177084931

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Prior to the initiation of financial reforms in the early 1990s, capital market structure in India was subject to several controls and opaque procedures. Raising of capital from the market was regulated by the Capital Issues (Control) Act, 1947 which was administered by the Controller of Capital Issues (CCIs) in the Ministry of Finance, Government of India. The Securities Contracts (Regulation) Act, 1956 was administered by the Directorate of Stock Exchanges, also in the Ministry of Finance. This system of regulation and control was fragmented and inadequate in the context of liberalisation wave sweeping across the world. It was in this backdrop that wide-ranging financial sector reforms in India were introduced as an integral part of the economic reforms process started in the early 1990s. Reforms in respect of capital markets have focused on creating a deregulated environment and enabling free play of market forces while at the same time strengthening the prudential norms and the supervisory system.


Capital Markets in India

Capital Markets in India

Author: Rajesh Chakrabarti

Publisher: SAGE Publications

Published: 2010-11-10

Total Pages: 419

ISBN-13: 8132105001

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This book provides a comprehensive picture of the recent trends and developments in the Indian finance scenario. It provides the reader with a comprehensive description and assessment of the Indian capital markets and an analytical approach together with a description of major recent developments and the current status of the finance sector. The collection deals with issues like brokerage, security analysis, and underwriting, as well as the legal infrastructure of the markets. It focuses primarily on the Indian stock markets, corporate bond markets and derivatives markets. It also looks at the importance of asset management companies such as those involved with mutual funds, pension funds and venture capital funds to gain a better understanding of the asset management industry in India.


A Practical Approach to the Study of Indian Capital Markets

A Practical Approach to the Study of Indian Capital Markets

Author: G S Ramachandra

Publisher: Partridge Publishing

Published: 2015-10-07

Total Pages: 91

ISBN-13: 1482857529

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Want to be a stock market investor? Want to learn more about capital markets? Want to get an exposure to the practical aspects of capital market concepts? If yes, then this book serves as a perfect vehicle to introduce you to the fundamentals of Indian Capital Markets. An effort is made to simplify the concepts and present through simple scenarios making it an easy read to the beginner. In modern times, financial literacy is just as important as any other discipline. Every individual needs to understand the fundamentals of finance and economics and how it helps in the development process of an economy.


Securities Market & Regulations

Securities Market & Regulations

Author: Dr. V. Balachandran

Publisher: Sultan Chand & Sons

Published: 2024-01-01

Total Pages: 42

ISBN-13: 9391820395

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Securities are financial instruments issued to raise funds. The Primary function of the securities markets is to enable to flow of capital from those that need it. This book have been taken to consider the syllabi at All India Level and it will be useful very much for B.Com, BBA, MBA, M.Com. and Business related courses. Salient Features Written in a lucid and simple style, the book comprises of five parts covering various aspects of Securities Market and Security Laws or SEBI regulations governing the Securities Market. The initiatives of SEBI for promoting and regulating securities market are well discussed at the appropriate places of the book The book covers Basics of Investing, Do’s and Don’ts of Investing, measures taken by SEBI to safeguard the investing community, Redressal of grievances of Investors, Investor education and awareness programs. Part IV titled Knowledge Refresher covers Quizzes on Securities Market, Model question papers, Past years question papers of reputed universities and The Institute of Company Secretaries of India, New Delhi. The practical aspects of stock exchange operations and important stock exchanges functioning in India and at International level are covered in chapter 6 of the book.