Regulation of Securities and Futures Dealing
Author: John R. C. White
Publisher:
Published: 1996
Total Pages:
ISBN-13: 9780421561700
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Author: John R. C. White
Publisher:
Published: 1996
Total Pages:
ISBN-13: 9780421561700
DOWNLOAD EBOOKAuthor: Philip McBride Johnson
Publisher: Wolters Kluwer
Published: 2004-01-01
Total Pages: 663
ISBN-13: 0735533369
DOWNLOAD EBOOKFor over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts
Author: Anthony Saunders
Publisher: Beard Books
Published: 2003
Total Pages: 210
ISBN-13: 1587982056
DOWNLOAD EBOOKThis is a reprint of a previously published work. It deals with how emerging technologies have affected financial markets and their regualtion.
Author: United States. General Accounting Office
Publisher:
Published: 1986
Total Pages: 128
ISBN-13:
DOWNLOAD EBOOKAuthor: Franklin R. Edwards
Publisher: Springer Science & Business Media
Published: 2012-12-06
Total Pages: 201
ISBN-13: 9400921934
DOWNLOAD EBOOKAuthor: Securities and Futures Commission (Hong Kong, China)
Publisher:
Published: 2000
Total Pages: 80
ISBN-13: 9789627470526
DOWNLOAD EBOOKAuthor: CCH Incorporated
Publisher: Wolters Kluwer
Published: 2009-04-01
Total Pages: 3
ISBN-13: 0808021575
DOWNLOAD EBOOKThis year's edition of the Commodity Exchange Act, Regulations & Forms contains the full text of the Commodity Exchange Act and all amendments as of March 2009. This book also includes the rules, regulations and forms of the Commodity Futures Trading Commission . The source material is compiled from the CCH Commodity Futures Law Reporter . The 2009 Edition includes revisions of federal speculative position limits a risk management exemption from federal speculative position limits revocation of the regulation regarding quarterly reporting requirements for foreign futures and foreign options transactions an increase in CFTC oversight of Exempt Commercial Market
Author: Louis Loss
Publisher: Aspen Publishers
Published: 2001
Total Pages: 88
ISBN-13:
DOWNLOAD EBOOKAuthor: IBP, Inc
Publisher: Lulu.com
Published: 2013-08-01
Total Pages: 322
ISBN-13: 1577516095
DOWNLOAD EBOOKUS Commodity Futures Trading Handbook - Strategic Information and Regulations
Author: Gary E. Kalbaugh
Publisher:
Published: 2018-05-27
Total Pages: 698
ISBN-13: 9781531004156
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