Real Estate Partners, Inc. et al.: Securities and Exchange Commission Litigation Complaint
Author:
Publisher: DIANE Publishing
Published:
Total Pages: 22
ISBN-13: 1457805200
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Arthur Nadel, et al.: Securities and Exchange Commission Litigation Complaint
Author:
Publisher: DIANE Publishing
Published:
Total Pages: 13
ISBN-13: 1457807807
DOWNLOAD EBOOKSEC Docket
Author: United States. Securities and Exchange Commission
Publisher:
Published: 1996
Total Pages: 1650
ISBN-13:
DOWNLOAD EBOOKSEC News Digest
Author: United States. Securities and Exchange Commission
Publisher:
Published: 1975
Total Pages: 774
ISBN-13:
DOWNLOAD EBOOKLists documents available from Public Reference Section, Securities and Exchange Commission.
Moises Pacheco, Advanced Money Management, Inc., and Business Development & Consulting Co., et al.: Securities and Exchange Commission Litigation Complaint
Author:
Publisher: DIANE Publishing
Published:
Total Pages: 15
ISBN-13: 1457809117
DOWNLOAD EBOOKModel Rules of Professional Conduct
Author: American Bar Association. House of Delegates
Publisher: American Bar Association
Published: 2007
Total Pages: 216
ISBN-13: 9781590318737
DOWNLOAD EBOOKThe Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Author: H. David Kotz
Publisher: DIANE Publishing
Published: 2010-03
Total Pages: 477
ISBN-13: 1437921868
DOWNLOAD EBOOKContents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.
Hearings, Reports and Prints of the House Committee on Banking, Currency, and Housing
Author: United States. Congress. House. Committee on Banking, Currency, and Housing
Publisher:
Published: 1977
Total Pages: 1180
ISBN-13:
DOWNLOAD EBOOKThe Safe Banking Act of 1977
Author: United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation and Insurance
Publisher:
Published: 1977
Total Pages: 976
ISBN-13:
DOWNLOAD EBOOKInvestment Policy Act of 1976
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
Published: 1977
Total Pages: 2114
ISBN-13:
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