SEC Docket
SEC Docket

Author: United States. Securities and Exchange Commission

Publisher:

Published: 2008

Total Pages: 1158

ISBN-13:

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Launching the Insider Trading Revolution
Launching the Insider Trading Revolution

Author: Adam C. Pritchard

Publisher:

Published: 2013

Total Pages: 0

ISBN-13:

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This paper examines the Supreme Court's decision in SEC v. Capital Gains Research Bureau and its effect on the development of the law of insider trading. Capital Gains broke ground both in its approach to interpreting the federal securities laws, as well as its willingness to incorporate fiduciary principles into the law of insider trading. The opinion's influence was short-lived, however, as the Supreme Court reverted to a more textualist approach in securities cases only a decade after Capital Gains was decided.

Securities and Exchange Commission, Plaintiff, V. Stanford International Bank, Ltd., Stanford Group Company, Stanford Capital Management, LLC, R. Allen Stanford, James M. Davis, Laura Pendergest-Holt, Gilberto Lopez, Mark Kuhrt and Leroy King, Defendants ; and Stanford Financial Group Company and the Stanford Financial Group Bldg Inc., Relief Defendants
Securities and Exchange Commission, Plaintiff, V. Stanford International Bank, Ltd., Stanford Group Company, Stanford Capital Management, LLC, R. Allen Stanford, James M. Davis, Laura Pendergest-Holt, Gilberto Lopez, Mark Kuhrt and Leroy King, Defendants ; and Stanford Financial Group Company and the Stanford Financial Group Bldg Inc., Relief Defendants

Author: United States. Securities and Exchange Commission

Publisher:

Published: 2009

Total Pages: 32

ISBN-13:

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SEC's allegations that the defendants operated a "massive Ponzi scheme", misappropriated billions of dollars in investors' money, and falsified the Stanford International Bank's records to hide their fraud.