Securities Regulation
Securities Regulation

Author: James D. Cox

Publisher:

Published: 2006

Total Pages: 194

ISBN-13:

DOWNLOAD EBOOK

Covers the Offering Rules, the sweeping reforms for the public offering of securities adopted by the SEC in June 2005. This work includes the Dura Pharmaceuticals decision, with note material examining the full implications; examines the developments regarding forward looking statements and the significant Supreme Court decision; and more.

Model Rules of Professional Conduct
Model Rules of Professional Conduct

Author: American Bar Association. House of Delegates

Publisher: American Bar Association

Published: 2007

Total Pages: 216

ISBN-13: 9781590318737

DOWNLOAD EBOOK

The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

SEC News Digest
SEC News Digest

Author: United States. Securities and Exchange Commission

Publisher:

Published: 1977-07

Total Pages: 644

ISBN-13:

DOWNLOAD EBOOK

Lists documents available from Public Reference Section, Securities and Exchange Commission.

The Law of Securities Regulation
The Law of Securities Regulation

Author: Thomas Lee Hazen

Publisher: West Group Publishing

Published: 2002

Total Pages: 1194

ISBN-13:

DOWNLOAD EBOOK

"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.

The New Uniform Securities Act
The New Uniform Securities Act

Author: Joel Seligman

Publisher: Wolters Kluwer

Published: 2003-01-01

Total Pages: 198

ISBN-13: 0735544247

DOWNLOAD EBOOK

This book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.