History of National Association of Securities Dealers, Inc
Author: National Association of Securities Dealers
Publisher:
Published: 1959
Total Pages: 56
ISBN-13:
DOWNLOAD EBOOKPosts
National Association of Securities Dealers, Inc
Author: National Association of Securities Dealers
Publisher:
Published: 2001-09-01
Total Pages: 1600
ISBN-13: 9780808006718
DOWNLOAD EBOOKInvestor and Industry Perspectives on Investment Advisers and Broker-Dealers
Author: Angela A. Hung
Publisher: Rand Corporation
Published: 2008-03-12
Total Pages: 151
ISBN-13: 0833045016
DOWNLOAD EBOOKIn theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.
National Association of Securities Dealers,inc
Author:
Publisher:
Published: 1981
Total Pages:
ISBN-13:
DOWNLOAD EBOOKSEC Docket
Author: United States. Securities and Exchange Commission
Publisher:
Published: 1996
Total Pages: 1284
ISBN-13:
DOWNLOAD EBOOKSEC News Digest
Author: United States. Securities and Exchange Commission
Publisher:
Published: 1977-07
Total Pages: 644
ISBN-13:
DOWNLOAD EBOOKLists documents available from Public Reference Section, Securities and Exchange Commission.
Annual Report of the Securities and Exchange Commission
Author: United States. Securities and Exchange Commission
Publisher:
Published: 1959
Total Pages: 946
ISBN-13:
DOWNLOAD EBOOKStock market study. Hearings before the Committee on Banking and Currency, United States Senate, Eighty-fourth Congress, first session, on factors affecting the buying and selling of equity securities
Author: United States Congress. Senate. Committee on Banking and Currency
Publisher:
Published: 1955
Total Pages: 1040
ISBN-13:
DOWNLOAD EBOOKDecisions and Reports
Author: United States. Securities and Exchange Commission
Publisher:
Published: 1953
Total Pages: 828
ISBN-13:
DOWNLOAD EBOOKInterest Equalization Tax Extension Act of 1967
Author: United States. Congress. House. Committee on Ways and Means
Publisher:
Published: 1967
Total Pages: 228
ISBN-13:
DOWNLOAD EBOOK