The Securities Enforcement Manual
The Securities Enforcement Manual

Author: Nicole A. Baker

Publisher: American Bar Association

Published: 2007

Total Pages: 774

ISBN-13: 9781590317297

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This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.

New Serial Titles
New Serial Titles

Author:

Publisher:

Published: 1989

Total Pages: 1620

ISBN-13:

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A union list of serials commencing publication after Dec. 31, 1949.

Catalog of Copyright Entries, Third Series
Catalog of Copyright Entries, Third Series

Author: Library of Congress. Copyright Office

Publisher:

Published: 1969

Total Pages: 736

ISBN-13:

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The record of each copyright registration listed in the Catalog includes a description of the work copyrighted and data relating to the copyright claim (the name of the copyright claimant as given in the application for registration, the copyright date, the copyright registration number, etc.).