The Benchmarks (Amendment and Transitional Provision) (EU Exit) Regulations 2019
The Benchmarks (Amendment and Transitional Provision) (EU Exit) Regulations 2019

Author: Great Britain

Publisher:

Published: 2019-01-29

Total Pages: 32

ISBN-13: 9780111179208

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Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21 (b). Issued: 29.01.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: None. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament. EC note: These Regulations are made in exercise of the powers to address failures of retained EU law to operate effectively and other deficiencies arising from the withdrawal of the United Kingdom from the European Union. Chapter 1 of Part 2 amends Reg. (EU) 2016/1011 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending DIR 2008/48/EC & 2014/17/EU & REG (EU) no. 596/2014. Chapter 2 of Part 2 amends five other EU Regs

The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019
The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019

Author: Great Britain

Publisher:

Published: 2019-02-28

Total Pages: 12

ISBN-13: 9780111181904

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Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 28.02.2019. Sifted: -. Made: 21.02.2019. Laid: -. Coming into force: In accord. with reg. 1 (2) (3). Effect: 1989 c. 40; 2009 c.1; S.I. 1991/880; 1999/2979; 2003/3226 amended. Territorial extent & classification: E/W/S/NI. General. Supersedes draft (ISBN 9780111176887) issued 18.12.18

The Law Enforcement and Security (Amendment) (EU Exit) Regulations 2020
The Law Enforcement and Security (Amendment) (EU Exit) Regulations 2020

Author: GREAT BRITAIN.

Publisher:

Published: 2020-10-22

Total Pages: 4

ISBN-13: 9780348213966

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Enabling power: European Union (Withdrawal) Act 2018, s. 8C (1). Issued: 22.10.2020. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2004/702 (N.I. 3); 2019/742; S.R. 2014/224 amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament

The Capital Requirements (Amendment) (EU Exit) Regulations 2018
The Capital Requirements (Amendment) (EU Exit) Regulations 2018

Author: GREAT BRITAIN.

Publisher:

Published: 2018-11-19

Total Pages: 80

ISBN-13: 9780111174661

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Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 19.11.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2008/346; 2013/3115, 3118; 2014/894 amended. Territorial extent & classification: E/W/S/NI. EC note: Regulation (EU) no. 575/2013 on prudential requirements for credit institutions & investment firms and amending Regulatino (EU) no. 648/2012; Commission Delegated Regulation (EU) 2015/61 supplementing Regulation (EU) no. 575/2013 with regard to liquidity coverage requement for credit institutions; Commission Delegated Regulation (EU) 1222/2014 supplementing Directive 2013/36/EU with regard to regulatory technical standards for the specification of the methodology for the identificaiton of glable systemically important institutions and for the defintion of subcategories of global systemically important institutions amended. For approval by resolution of each House of Parliament

The UK and EMEA Corporate Counsel Handbook
The UK and EMEA Corporate Counsel Handbook

Author: Walter Thomas

Publisher: Bloomsbury Publishing

Published: 2019-11-29

Total Pages: 425

ISBN-13: 1526509512

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A unique and invaluable aid to corporate counsel, and other legal advisors, to guide corporate response and decision making, presented with ease of accessibility and a practical, pragmatic focus. It is a first port of call for those charged with advising their key business leaders on difficult and disputed legal issues that engage and tax the board room. It presents the legal considerations implicit in the business functional areas common to commercial practice, be it sales, productions, marketing, human resources, finance and accounting etc, and additionally explores some of the following topics that are typically top of corporate counsel agenda: - Commercial Contracting, with particular emphasis on the risks of Agency and Distribution arrangements in EMEA - Regulatory and Legal Compliance considerations across EMEA - Product compliance - Advertising and Promotion within EMEA - Geo-Political Legal Considerations It also includes helpful chapters on the topics of Company Secretariat obligations, geopolitical legal considerations in EMEA and the emerging field of Islamic commercial and legal interface with local law.

Competition Law
Competition Law

Author: Richard Whish

Publisher: Oxford University Press

Published: 2021

Total Pages: 1185

ISBN-13: 0198836325

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This online course will give you insights into important compliance topics.

Competition Law
Competition Law

Author: Richard|Bailey Whish (David)

Publisher: Oxford University Press

Published: 2024

Total Pages: 1269

ISBN-13: 0198906056

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The Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018
The Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018

Author: Great Britain

Publisher:

Published: 2018-12-28

Total Pages: 56

ISBN-13: 9780111177761

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Enabling power: European Communities Act 1972, s. 2(2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 28.12.2018. Sifted: -. Made: 20.12.2018. Laid: -. Coming into force: In accord. with reg. 1. Effect: 1986 c.45; 2009 c.1; 2013 c.33; S.I. 2009/319, 322; 2014/1828, 1831, 3329, 3330, 3344, 3348, 3350; 2016/1239 amended. Territorial extent & classification: E/W/S/NI. General. Supersedes draft S.I. (ISBN 9780111173732) issued 26.10.2018. EC note: These Regulations address deficiencies under paragraphs (a), (b), (c) and (g) of section 8 (2) of the 2018 Act and transfer functions under section 8 (6) of the 2018 Act. The following are revoked: Commission Delegated Regulation (EU) 2015/63 of 21 October 2014 supplementing Directive 2014/59/EU; Commission Delegated Regulation (EU) 2016/1434 of 14 December 2015 correcting Delegated Regulation (EU) 2015/63 supplementing Directive 2014/59/EU; Commission Delegated Regulation (EU) 2017/867 of 7 February 2017 & the following amended: Commission Delegated Regulation (EU) 2016/778 of 2 February 2016 supplementing Directive 2014/59/EU; Commission Delegated Regulation (EU) 2016/860 of 4 February 2016

The Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU Exit) Regulations 2018
The Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU Exit) Regulations 2018

Author: GREAT BRITAIN.

Publisher:

Published: 2018-10-11

Total Pages: 28

ISBN-13: 9780111173008

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Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1). Issued: 11.10.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1 (2) (3). Effect: 2009 c.1; 2013 c.33; S.I. 2011/199; 2017/752 amended. Territorial extent & classification: E/W/S/NI. EC note: These Regulations are made in exercise of the powers in section 8(1) of the European Union (Withdrawal) Act 2018 (c. 16) in order to address failures of retained EU law to operate effectively and other deficiencies (in particular under paragraphs (a), (b), (c), (e), (f) and (g) of section 8(2)) arising from the withdrawal of the United Kingdom from the European Union. With correction slip dated October 2018. For approval by resolution of each House of Parliament

Financial Services Law Guide
Financial Services Law Guide

Author: Andrew Haynes

Publisher: Bloomsbury Publishing

Published: 2021-11-30

Total Pages: 510

ISBN-13: 1526517795

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A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.