SEC Docket
SEC Docket

Author: United States. Securities and Exchange Commission

Publisher:

Published: 1994

Total Pages: 1018

ISBN-13:

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Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Author: H. David Kotz

Publisher: DIANE Publishing

Published: 2010-03

Total Pages: 477

ISBN-13: 1437921868

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Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.

The Oxford Encyclopedia of American Political and Legal History
The Oxford Encyclopedia of American Political and Legal History

Author: Donald T. Critchlow

Publisher: Oxford University Press

Published: 2012-06-07

Total Pages: 1208

ISBN-13: 0199754616

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The Oxford Encyclopedia of American Political and Legal History brings together an unparalleled wealth of information about the laws, institutions, and actors that have governed America throughout its history. Entries key political figures, important legislation and governmental institutions, broad political trends relating to elections, voting behavior, and party development, as well as key court cases, legal theories, constitutional interpretations, Supreme Court justices, and other major legal figures. Emphasizing the interconnectedness of politics and law, the more than 430 expertly written entries in the Encyclopedia provide an invaluable and in-depth overview of the development of America's political and legal frameworks.