Compressed Sensing-based Channel Estimation and Prediction for Underwater Acoustic Communications

Compressed Sensing-based Channel Estimation and Prediction for Underwater Acoustic Communications

Author: Yi Zhang

Publisher:

Published: 2017

Total Pages:

ISBN-13:

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This thesis develops approaches for estimating and predicting sparse shallow-water acoustic communication channels. The broadband shallow-water channel has three characterizations: a large dimension of channel impulse response caused by excessively long delay spread, fast temporal variability induced by scattering from the moving sea surface, and a sparse channel structure due to the resolvable paths. Traditional least square estimation techniques fail to utilize the sparse channel structure, and suffer from the limitations on the capability of estimating large-dimensional channels with rapid fluctuations. Compressed sensing also known as compressive sensing (CS), has been intensively studied recently. It has been applied in various areas such as imaging, radar, speech recognition, and data acquisition. Recently, applying CS to sparse channel estimation has been largely accepted. This thesis details the application of CS to sparse estimation of both time-invariant and time-varying shallow-water acoustic channels. Specifically, various reconstruction algorithms are used to find the sparse channel coefficients. However, a priori knowledge of channel sparsity is often not available in practice. The first part of the thesis proposes an improved greedy pursuit algorithm which iteratively identifies the sparse channel coefficients without requiring a priori knowledge of channel sparsity. Then, the proposed algorithm is employed to estimate both time-invariant and time-varying sparse channels. In addition, a comparative study of the state-of-the-art of various CS-based signal reconstruction algorithms is performed to gain better understanding of the mathematical insights. Furthermore, based on CS theory, different pilot placement choices will directly affect the performance of the channel estimation algorithm. The second part of the thesis investigates the pilot pattern design in sparse channel estimation. Unlike the equally spaced pilots for conventional channel estimation, randomly placed pilot tones are most used in existing CS-based channel estimation methods. In order to improve the efficiency of the optimal pilot pattern searching, a novel pilot pattern selection scheme is proposed based on the concatenated cyclic difference set. The performance of the proposed design is also compared with the existing search-based pilot placement methods. It should be noted that the proposed reconstruction algorithm and the pilot placement scheme are not restricted to underwater acoustic communication systems, but they can be applied so sparse channel estimation in other communication systems. Finally, an outdated channel estimation will lead to severe performance degradation when the channel varies rapidly. Hence, to predict future channel state information, an efficient sparse channel prediction scheme is proposed which does not require any statistical a priori knowledge of channels and noise. A receiver structure which combines a sparse channel estimator and a decision feedback based adaptive channel predictor is developed to further improve the prediction accuracy.Simulation results are shown to demonstrate the performance of the proposed algorithms and schemes. The study of this thesis contributes to a better understanding of the channel physical constraints on algorithm design and potential performance improvement.


OFDM for Underwater Acoustic Communications

OFDM for Underwater Acoustic Communications

Author: Sheng Zhou

Publisher: John Wiley & Sons

Published: 2014-03-21

Total Pages: 498

ISBN-13: 1118693817

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A blend of introductory material and advanced signal processing and communication techniques, of critical importance to underwater system and network development This book, which is the first to describe the processing techniques central to underwater OFDM, is arranged into four distinct sections: First, it describes the characteristics of underwater acoustic channels, and stresses the difference from wireless radio channels. Then it goes over the basics of OFDM and channel coding. The second part starts with an overview of the OFDM receiver, and develops various modules for the receiver design in systems with single or multiple transmitters. This is the main body of the book. Extensive experimental data sets are used to verify the receiver performance. In the third part, the authors discuss applications of the OFDM receiver in i) deep water channels, which may contain very long separated multipath clusters, ii) interference-rich environments, where an unintentional interference such as Sonar will be present, and iii) a network with multiple users where both non-cooperative and cooperative underwater communications are developed. Lastly, it describes the development of a positioning system with OFDM waveforms, and the progress on the OFDM modem development. Closely related industries include the development and manufacturing of autonomous underwater vehicles (AUVs) and scientific sensory equipment. AUVs and sensors in the future could integrate modems, based on the OFDM technology described in this book. Contents includes: Underwater acoustic channel characteristics/OFDM basics/Peak-to-average-ratio control/Detection and Doppler estimation (Doppler scale and CFO)/Channel estimation and noise estimation/A block-by-block progressive receiver and performance results/Extensions to multi-input multi-output OFDM/Receiver designs for multiple users/Cooperative underwater OFDM (Physical layer network coding and dynamic coded cooperation)/Localization with OFDM waveforms/Modem developments A valuable resource for Graduate and postgraduate students on electrical engineering or physics courses; electrical engineers, underwater acousticians, communications engineers


Adaptive Feature Representation to Improve, Interpret and Accelerate Channel Estimation and Prediction for Shallow Water Acoustic Environments

Adaptive Feature Representation to Improve, Interpret and Accelerate Channel Estimation and Prediction for Shallow Water Acoustic Environments

Author: Ryan A. McCarthy (PhD)

Publisher:

Published: 2021

Total Pages: 0

ISBN-13:

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In my doctoral dissertation I investigate new approaches to real-time channel estimation of underwater acoustic communications that complement existing estimation techniques. Modified sparse optimization algorithms have been used to improve channel estimation with some success. This work aims to improve these algorithms by applying pattern recognition through adaptive signal processing and machine learning to accelerate estimation time. Specifically, it investigates a model-agnostic geometric feature morphology based on braid theory to interpret diverse channel phenomena. The computational goal is to detect, separate and interpret multipath features in the channel delay spread across time, frequency, and varying degrees of channel sparsity. The main contribution of the thesis is development of braids feature representations and related channel tracking and learning algorithms to track salient bands of multipath activity. We develop robust signal processing and braided feature engineering approaches that evolve dynamically to the fluctuating channel multipath activity. To test the hypothesis that braids can track and adapt to diverse activity developing within the channel, simulated shallow water environments created through the well-known BELLHOP model and data from the SPACE08 field experiment are examined. Several simulated shallow water environments are examined with additive white Gaussian noise and varying degrees of activity to evaluate the performance of braiding and machine learning for shallow water acoustic channel estimation and interpretation. Performance is evaluated through visual confirmation and ground truths are provided by BELLHOP's outputs (e.g. eigenrays, arrivals, etc.). Results show that braids can evolve to capture dynamically changing multipath scattering activity in the shallow water acoustic channel. Furthermore, we demonstrate that leveraging braid feature representations with acoustic physics propagation models can successfully predict the number of reflectors in active channel multipath. We also demonstrate the significance of braid manifold representation in improving the computational speed for channel estimation. On average, this technique has improved estimation speed by ~.02 seconds as compared to the existing estimation techniques. These results suggest that braids can be used for useful pattern recognition to bridge the gap between purely statistical data analysis and physics-driven interpretation of the ocean acoustics that create the multipath channel delay spread. Beyond underwater acoustics, these feature learning techniques are broadly applicable to any paradigms where spectral features may evolve and intersect.


Cooperative OFDM Underwater Acoustic Communications

Cooperative OFDM Underwater Acoustic Communications

Author: Xilin Cheng

Publisher: Springer

Published: 2016-06-03

Total Pages: 116

ISBN-13: 3319332074

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Following underwater acoustic channel modeling, this book investigates the relationship between coherence time and transmission distances. It considers the power allocation issues of two typical transmission scenarios, namely short-range transmission and medium-long range transmission. For the former scenario, an adaptive system is developed based on instantaneous channel state information. The primary focus is on cooperative dual-hop orthogonal frequency division multiplexing (OFDM).This book includes the decomposed fountain codes designed to enable reliable communications with higher energy efficiency. It covers the Doppler Effect, which improves packet transmission reliability for effective low-complexity mirror-mapping-based intercarrier interference cancellation schemes capable of suppressing the intercarrier interference power level. Designed for professionals and researchers in the field of underwater acoustic communications, this book is also suitable for advanced-level students in electrical engineering or computer science.


Exploration of Physical Layer Security in Underwater Acoustic Communications

Exploration of Physical Layer Security in Underwater Acoustic Communications

Author: Yi Huang

Publisher:

Published: 2016

Total Pages:

ISBN-13:

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Physical layer security has been under extensive investigation in recent years in wireless radio communications. However, its study in the context of underwater acoustic (UWA) communications is very limited. This dissertation will explore the fundamental properties of UWA channels to achieve physical layer security. It includes three research topics: 1) Channel estimation in UWA systems leveraging the inherent channel sparsity; 2) Secret key generation through the reciprocity of UWA channels; 3) Self-protection jamming in half-duplex systems leveraging large propagation delays. The first part of the dissertation deals with sparse channel estimation in UWA orthogonal frequency division multiplexing (OFDM) systems. By exploiting the sparse nature of UWA channels, compressed sensing (CS) based channel estimation methods have demonstrated superior performance compared to conventional least-squares (LS) methods. However, a priori information of channel sparsity level is required to set the regularization parameter properly. We propose a data-driven sparsity learning approach based on a linear minimum mean squared error (LMMSE) equalizer to tune the regularization parameter for OFDM transmissions. The second part of the dissertation focuses on secret key generation in UWA channels. Predefined secret keys are often used to encrypt information. However, they could be leaked to eavesdroppers. A key generation protocol is presented where secret keys are dynamically generated by quantizing the measured amplitudes on OFDM subcarriers, and then using error correction codes for secret bits extraction according to the Slepian-Wolf coding principle. By analyzing the performance based on collected field data, an improved key generation protocol is proposed by incorporating two modules to increase the channel correlation and deal with channel dynamics. The last part of the dissertation presents a self-protection jamming approach for block transmissions in half-duplex UWA systems. Different from existing approaches, where additional helpers (e.g., relays) are needed to transmit jamming signals, the proposed protocol does not need any helper but instead relies on the legitimate receiver itself. This approach exploits the half-duplex nature of underwater transceivers and the block-based transmission structure, by taking advantage of the large propagation delays to create interference at the eavesdropper without affecting the reception of the intended user.


The Research on Adaptive and Machine Learning Methods in Underwater Acoustic Channel Estimation

The Research on Adaptive and Machine Learning Methods in Underwater Acoustic Channel Estimation

Author: Yonglin Zhang

Publisher:

Published: 2022

Total Pages: 0

ISBN-13:

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The ocean covers more than 70% of the earth, which provides rich biological, chemical, mineral and space resources for the development of human civilization. The cause of managing the ocean is of strategic importance to our economic development and national security. Acoustic wave is the most widely used and mature underwater information transmission carrier known to mankind. Underwater acoustic (UWA) communication technology is one of the main technical supports to carry out various marine activities, but it is challenged by the complex marine environment, specifically in terms of propagation loss, UWA environmental noise, multipath propagation characteristics, Doppler expansion, spatial and temporal variation effects and other scientific issues, which restricts the improvements of the bit error rate (BER) performance, communication rate, communication distance, robustness and other indicators. The current level of development of UWA communication technology is difficult to fully meet the needs of practical applications.Channel estimation is an effective technical means to solve the problems of multipath effect and temporal- spatial variation characteristics. Recent breakthroughs in adaptive methods and machine learning in various fields have brought new opportunities for the further development of UWA channel estimation technology, but also raised new technical problems, such as the use of channel structure characteristics, sample scarcity training, label missing training, domain mismatch caused by environmental changes. These problems make the effectiveness and applicability of the new method seriously restricted, and it is difficult to bring out the proper information sensing ability.Based on the frontier of intelligent ocean and marine information science, this thesis focuses on the scientific problems of UWA communication in complex marine environment according to the development needs of national marine strategy, aims at the key technical problems faced by adaptive and machine learning channel estimation methods, such as analysis of channel cluster sparsity characteristics, limited data, label missing, domain mismatch, etc., and introduces optimization methods, neural network model design and analysis, data augmentation methods, transfer learning and other recent academic results. We have explored the mechanism of adaptive and machine learning based channel estimation methods and finally proposed a series of new methods for channel estimation based on adaptive signal processing and machine learning.


Underwater Acoustic Channel Estimation Using Multiple Sources and Receivers in Shallow Waters at Very-high Frequencies

Underwater Acoustic Channel Estimation Using Multiple Sources and Receivers in Shallow Waters at Very-high Frequencies

Author: Samar Kaddouri

Publisher:

Published: 2015

Total Pages: 120

ISBN-13:

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The underwater channel poses numerous challenges for acoustic communication. Acoustic waves suffer long propagation delay, multipath, fading, and potentially high spatial and temporal variability. In addition, there is no typical underwater acoustic channel; every body of water exhibits quantiably different properties. Underwater acoustic modems are traditionally operated at low frequencies. However, the use of broadband, high frequency communication is a good alternative because of the lower background noise compared to low-frequencies, considerably larger bandwidth and better source transducer efficiency. One of the biggest problems in the underwater acoustic communications at high frequencies is time-selective fading, resulting in the Doppler spread. While many Doppler detection, estimation and compensation techniques can be found in literature, the applications are limited to systems operating at low frequencies contained within frequencies ranging from a few hundred Hertz to around 30 kHz. This dissertation proposes two robust channel estimation techniques for simultaneous transmissions using multiple sources and multiple receivers (MIMO) that closely follows the rapidly time-varying nature of the underwater channel. The first method is a trended least square (LS) estimation that combines the traditional LS method with an empirical modal decomposition (EMD) based trend extraction algorithm. This method allows separating the slow fading modes in the MIMO channels from the fast-fading ones and thus achieves a close tracking of the channel impulse response time fluctuations. This dissertation also outlines a time-varying underwater channel estimation method based on the channel sparsity characteristic. The sparsity of the underwater communication channel is exploited by using the MIMO P-iterative greedy orthogonal matching pursuit (MIMO-OMP) algorithm for the channel estimation. Both techniques are demonstrated in a fully controlled environment, using simulated and experimental data. To test the proposed channel estimation techniques, an acoustic model for a MIMO channel is developed using the method of images applied to a completely closed three-dimensional duct with a pressure release surface boundary and five rigid walls. The MIMO simulated channel provides the strength and delay of all echoes forming the channel. Both simulation and experimental results show a signicant improvement in the estimation of the channel impulse response, thus validating the two proposed algorithms.


Digital Underwater Acoustic Communications

Digital Underwater Acoustic Communications

Author: Lufen Xu

Publisher: Academic Press

Published: 2016-09-16

Total Pages: 292

ISBN-13: 0128030291

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Digital Underwater Acoustic Communications focuses on describing the differences between underwater acoustic communication channels and radio channels, discusses loss of transmitted sound in underwater acoustic channels, describes digital underwater acoustic communication signal processing, and provides a comprehensive reference to digital underwater acoustic communication equipment. This book is designed to serve as a reference for postgraduate students and practicing engineers involved in the design and analysis of underwater acoustic communications systems as well as for engineers involved in underwater acoustic engineering. Introduces the basics of underwater acoustics, along with the advanced functionalities needed to achieve reliable communications in underwater environment Identifies challenges in underwater acoustic channels relative to radio channels, underwater acoustic propagation, and solutions Shows how multi-path structures can be thought of as time diversity signals Presents a new, robust signal processing system, and an advanced FH-SS system for multimedia underwater acoustic communications with moderate communication ranges (above 20km) and rates (above 600bps) Describes the APNFM system for underwater acoustic communication equipment (including both civil and military applications), to be employed in active sonar to improve its performance