The New Uniform Securities Act

The New Uniform Securities Act

Author: Joel Seligman

Publisher: Wolters Kluwer

Published: 2003-01-01

Total Pages: 198

ISBN-13: 0735544247

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This book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.


SEC Docket

SEC Docket

Author: United States. Securities and Exchange Commission

Publisher:

Published: 1996

Total Pages: 1432

ISBN-13:

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United States Reports, Volume 513

United States Reports, Volume 513

Author: Frank D. Wagner

Publisher: Government Printing Office

Published: 1998-07

Total Pages: 1210

ISBN-13: 9780160617423

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Frank D. Wanger, Reporter of Decisions. Cases Adjudged in the Supreme Court at October Term, 1994, Beginning of Term, October 3, 1994 Through February 28, 1995


Loring and Rounds: A Trustee's Handbook, 2020 Edition (IL)

Loring and Rounds: A Trustee's Handbook, 2020 Edition (IL)

Author: Rounds

Publisher: Wolters Kluwer

Published: 2019-11-21

Total Pages: 1864

ISBN-13: 1543811345

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Loring and Rounds: A Trustee's Handbook--well over 1,550 pages-- is regarded not only as authoritative but also as the most convenient, reliable, and complete single-volume source for trust doctrine. Get in-depth information on how to stay on top of the developments in this complex field of practice. The Handbook carries on the tradition of concise, practical, and up-to-date guidance for trustees, a tradition that began in 1898 with the First Edition. This classic trust reference distills the essence of trust law, illuminating the fundamental principles and answering the basic questions. Loring and Rounds: A Trustee's Handbook, 2020 Edition is up to date and includes eleven chapters of important information, such as chapters on: The Property Requirement The Trustee's Office Interests Remaining with the Settlor The Beneficiary The Trustee's Duties The Trustee's Liabilities Miscellaneous Topics of General Interest to the Trustee Special Types of Trusts The Income Taxation of Trusts Tax Basis/Cost of Trust Property Previous Edition: Loring and Rounds: A Trustee's Handbook, 2019 Edition, ISBN 9781454899723