Auction Rate Securities Settlements With Citigroup And UBS To Provide $30 Billion In Liquidity
Auction Rate Securities Settlements With Citigroup And UBS To Provide $30 Billion In Liquidity

Author: Backgroundnow.com Staff

Publisher: www.BackgroundNow.com

Published: 2008-12-13

Total Pages: 40

ISBN-13: 1440493537

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The SEC finalized settlements December-11 with Citigroup Global Markets, Inc. and UBS Securities LLC and UBS Financial Services, Inc. that will provide nearly $30 billion to customers who invested in auction rate securities before the market for those securities froze in February.

Resisting Corporate Corruption
Resisting Corporate Corruption

Author: Stephen V. Arbogast

Publisher: John Wiley & Sons

Published: 2013-03-18

Total Pages: 390

ISBN-13: 1118659074

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Taking a unique approach to business ethics unlike the typical focus on conceptual/legal frameworks, this book features 25 case studies that cover a full range of business practices, controls, and ethics issues. The new edition is fully updated with new case studies from the recent financial crisis, comparing it with Enron's crossing of various ethical lines. Interpretive essays explore financial control systems and lessons learned from specific case studies and circumstances. Readers will find a practical toolkit they can use to identify ethics issues and tackle problems effectively within corporations.

SEC Docket
SEC Docket

Author: United States. Securities and Exchange Commission

Publisher:

Published: 2009

Total Pages: 1128

ISBN-13:

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