Ponzimonium
Ponzimonium

Author: Bartholomew H. Chilton

Publisher: Us Independent Agencies and Commissions

Published: 2011-10-25

Total Pages: 86

ISBN-13:

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True stories of crime and punishment that will inform and educate anyone who wants to find out how to identify and avoid becoming entangled in an investment fraud.

The History of Commodity Futures Trading and Its Regulation
The History of Commodity Futures Trading and Its Regulation

Author: Jerry Markham

Publisher: Praeger

Published: 1987

Total Pages: 328

ISBN-13:

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This book analyzes the impact of regulation on today's commodity futures trading market by examining the development and growth of both. It addresses the development of regulatory efforts and examines the regulated futures exchange, discusses the creation and development of the Commodity Futures Trading Commission, and focuses on the types of commodity interests that are traded and their regulation. Commodity interests include leverage contracts, commodity futures contracts and options, and foreign contracts. Including an examination of the problems faced by the government in its regulatory efforts, this important new work is an accessible and authoritative guide for anyone involved in the commodity futures market, including banks, businesses, speculators, and regulators.

Futures Markets
Futures Markets

Author: Cecile O. Trop

Publisher: DIANE Publishing

Published: 1997-09

Total Pages: 54

ISBN-13: 9780788145469

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U.S. futures exchanges and the National Futures Assoc. are responsible for enforcing member firms' compliance with industry standards for marketing and selling futures products to the public. The Commodity Futures Trading Commission (CFTC) oversees enforcement of sale practices standards to ensure the integrity of the self-regulatory process and to protect investors from sales practice abuse. This report is an evaluation of CFTC oversight of self-regulatory organization monitoring and enforcement of sales practice compliance among futures industry firms. Charts and tables.