Auction Rate Securities Market
Author: United States. Congress. House. Committee on Financial Services
Publisher:
Published: 2008
Total Pages: 228
ISBN-13:
DOWNLOAD EBOOKPosts
Securities Arbitration Procedure Manual
Author: David E. Robbins
Publisher: MICHIE
Published: 1995
Total Pages: 1078
ISBN-13:
DOWNLOAD EBOOKThis manual is acknowledged to be the essential reference in the field of securities arbitration. It systematically describes the issues that arise in a dispute, how to evaluate the merits of a case, & how to prepare & present cases to arbitration panels anywhere in the country. In the Third Edition, David Robbins updates his work to reflect the important new issues governing discovery on the Internet, NASD's new eligibility rule, & its rule on punitive damages.
Auction Rate Securities Settlements With Citigroup And UBS To Provide $30 Billion In Liquidity
Author: Backgroundnow.com Staff
Publisher: www.BackgroundNow.com
Published: 2008-12-13
Total Pages: 40
ISBN-13: 1440493537
DOWNLOAD EBOOKThe SEC finalized settlements December-11 with Citigroup Global Markets, Inc. and UBS Securities LLC and UBS Financial Services, Inc. that will provide nearly $30 billion to customers who invested in auction rate securities before the market for those securities froze in February.
Fixed Income Securities
Author: Frank J. Fabozzi
Publisher: John Wiley and Sons
Published: 2008-04-21
Total Pages: 480
ISBN-13: 0470304022
DOWNLOAD EBOOKA Comprehensive Guide to All Aspects of Fixed Income Securities Fixed Income Securities, Second Edition sets the standard for a concise, complete explanation of the dynamics and opportunities inherent in today's fixed income marketplace. Frank Fabozzi combines all the various aspects of the fixed income market, including valuation, the interest rates of risk measurement, portfolio factors, and qualities of individual sectors, into an all-inclusive text with one cohesive voice. This comprehensive guide provides complete coverage of the wide range of fixed income securities, including: * U.S. Treasury securities * Agencies * Municipal securities * Asset-backed securities * Corporate and international bonds * Mortgage-backed securities, including CMOs * Collateralized debt obligations (CDOs) For the financial professional who needs to understand the fundamental and unique characteristics of fixed income securities, Fixed Income Securities, Second Edition offers the most up-to-date facts and formulas needed to navigate today's fast-changing financial markets. Increase your knowledge of this market and enhance your financial performance over the long-term with Fixed Income Securities, Second Edition. www.wileyfinance.com
Securities Market Issues for the 21st Century
Author: Merritt B. Fox
Publisher:
Published: 2018
Total Pages: 476
ISBN-13: 9781982966850
DOWNLOAD EBOOKMarkets in Profile
Author: James F. Dalton
Publisher: John Wiley & Sons
Published: 2011-01-11
Total Pages: 224
ISBN-13: 9781118044643
DOWNLOAD EBOOKMarkets in Profile explores the confluence of three disparate philosophical frameworks: the Market Profile, behavioral finance, and neuroeconomics in order to present a unified theory of how markets work. The Market Profile is an ever-evolving, multidimensional graphic that gives visual form to the market's continuing auction process, revealing the myriad underlying dynamics that influence market activity. Behavioral finance posits that investors are driven more by emotional factors and the subjective interpretation of minutia than by "rationality" when making investment decisions. And neuroeconomics is the study of how investor psychology permeates and affects the financial markets. Mr. Dalton explicates the ways in which irrational human behavior influences the market's natural auction process, creating frequently predictable market structure, which results in opportunities for investors to ameliorate risk. The book will improve investors ability to interpret change in markets, enabling better, more confident investment decisions.
The Crime Of Our Time
Author: Danny Schechter
Publisher: Red Wheel Weiser
Published: 2010-09-01
Total Pages: 314
ISBN-13: 1934708623
DOWNLOAD EBOOKVeteran journalist Danny Schechter investigates a complex web of fraud and crime that he shows played a major—if largely unreported—role in bringing the economy down. His four-year investigation focuses on three interconnected cesspools of corruption: what the FBI calls an "epidemic of mortgage fraud," predatory and deceptive securitization by Wall Street, and insurance scams.
SEC Docket
Author: United States. Securities and Exchange Commission
Publisher:
Published: 2007
Total Pages: 1508
ISBN-13:
DOWNLOAD EBOOKThe Microstructure of Government Securities Markets
Author: Mr.Peter Dattels
Publisher: International Monetary Fund
Published: 1995-11
Total Pages: 106
ISBN-13:
DOWNLOAD EBOOKThis paper applies the “market microstructure” literature to the specific features of government securities markets and draws implications for the strategy to develop government securities markets. It argues for an active role of the authorities in fostering the development of efficient market structures.
Securities Activities of Banks
Author: Melanie L. Fein
Publisher: Wolters Kluwer
Published: 2011-12-20
Total Pages: 1668
ISBN-13: 1454801247
DOWNLOAD EBOOK"The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies, Clear explanations of how securities laws affect banks' securities activities, A complete review of how banks are regulated - including foreign banks and affiliates, Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more."--Publisher's website.
