Limited Offering Exemptions, Regulation D
Author: J. William Hicks
Publisher:
Published: 2003
Total Pages: 548
ISBN-13:
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Author: J. William Hicks
Publisher:
Published: 2003
Total Pages: 548
ISBN-13:
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Publisher: Aspen Law & Business Publishers
Published: 2002
Total Pages: 254
ISBN-13:
DOWNLOAD EBOOKAuthor: American Bar Association. House of Delegates
Publisher: American Bar Association
Published: 2007
Total Pages: 216
ISBN-13: 9781590318737
DOWNLOAD EBOOKThe Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author:
Publisher:
Published: 2007
Total Pages: 704
ISBN-13:
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Publisher:
Published: 1988
Total Pages: 255
ISBN-13:
DOWNLOAD EBOOKArchival snapshot of entire looseleaf Code of Massachusetts Regulations held by the Social Law Library of Massachusetts as of January 2020.
Author: United States. Department of Justice. Privacy and Civil Liberties Office
Publisher:
Published: 2010
Total Pages: 276
ISBN-13:
DOWNLOAD EBOOKThe "Overview of the Privacy Act of 1974," prepared by the Department of Justice's Office of Privacy and Civil Liberties (OPCL), is a discussion of the Privacy Act's disclosure prohibition, its access and amendment provisions, and its agency recordkeeping requirements. Tracking the provisions of the Act itself, the Overview provides reference to, and legal analysis of, court decisions interpreting the Act's provisions.
Author: Joel Seligman
Publisher: Wolters Kluwer
Published: 2003-01-01
Total Pages: 198
ISBN-13: 0735544247
DOWNLOAD EBOOKThis book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.
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Publisher:
Published: 2006
Total Pages: 1160
ISBN-13:
DOWNLOAD EBOOKThe Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government.
Author: United States. Congress. House. Committee on Appropriations. Subcommittee on the Treasury, Postal Service, and General Government Appropriations
Publisher:
Published: 1987
Total Pages: 1354
ISBN-13:
DOWNLOAD EBOOKAuthor: United States. Securities and Exchange Commission
Publisher:
Published: 1993
Total Pages: 812
ISBN-13:
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