Asia-Pacific Legal Development
Asia-Pacific Legal Development

Author: Gerry Ferguson

Publisher: UBC Press

Published: 2011-11-01

Total Pages: 622

ISBN-13: 0774844140

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This manuscript is a collection of essays on various issues in Asia-Pacific legal systems. It has been written within the framework of comparative legal research; thus, chapters address various of the ASEAN nations, as well as Canada, Australia, and New Zealand. The topics in this comprehensive volume, which offer Canadian perspectives on contemporary Asian law, include securities, prostitution, environmental, and constitutional law.

The Deregulation of the Banking and Securities Industries
The Deregulation of the Banking and Securities Industries

Author: Lawrence G. Goldberg

Publisher: Beard Books

Published: 2003

Total Pages: 370

ISBN-13: 158798167X

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This is a reprint of a previously published book. It is composed of a series of papers written for a two-day conference at NYU in 1978 dealing with the problems involved in the deregulation of the banking and securities industries.

Insider Dealing
Insider Dealing

Author: Gil Brazier

Publisher: Routledge

Published: 2012-09-10

Total Pages: 371

ISBN-13: 1135318514

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This book concentrates on the restatement of the law contained in Part 5 of the Criminal Justice Act 1993. It sets out the law and practice governing the commission of the criminal offence of insider dealing (and of certain other securities market offences) in the United Kingdom. In doing so, it also places the relevant legislation into the context of securities law as a whole. The historical background is explained and there is discussion of the way in which securities business is effected in the City and how it is presently regulated. The book is practical in its approach and will therefore appeal to experienced practitioners and compliance officers.

Model Rules of Professional Conduct
Model Rules of Professional Conduct

Author: American Bar Association. House of Delegates

Publisher: American Bar Association

Published: 2007

Total Pages: 216

ISBN-13: 9781590318737

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The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

Conference on Security and Co-operation in Europe
Conference on Security and Co-operation in Europe

Author: Great Britain. Prime Minister

Publisher:

Published: 1975

Total Pages: 60

ISBN-13:

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Conference paper comprising the text of the final act adopted at the conference on security and co-operation in europe, concerning peaceful international relations and international cooperation between the participating states (incl. European countries, the USA and Canada) - includes measures relating to disarmament, economic relations, defence manoeuvres, trade relations, scientific cooperation, etc. Conf helsinki 1973 jul 3. Conference held in Geneva 1973 September 18 to jul 21. Conf helsinki 1975 aug 1.

The Industrial Organization and Regulation of the Securities Industry
The Industrial Organization and Regulation of the Securities Industry

Author: Andrew W. Lo

Publisher: University of Chicago Press

Published: 2008-04-15

Total Pages: 390

ISBN-13: 0226488497

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The regulation of financial markets has for years been the domain of lawyers, legislators, and lobbyists. In this unique volume, experts in industrial organization, finance, and law, as well as members of regulatory agencies and the securities industry, examine the securities industry from an economic viewpoint. Ten original essays address topics including electronic trading and the "virtual"stock exchange; trading costs and liquidity on the London and Tokyo Stock Exchanges and in the German and Japanese government bond markets; international coordination among regulatory agencies; and the impact of changing margin requirements on stock prices, volatility, and liquidity. This clear presentation of groundbreaking research will appeal to economists, lawyers, and legislators who seek a refreshingly new perspective on policy issues in the securities industry.