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Author: James D. Cox
Publisher: Aspen Publishing
Published: 2023-08-16
Total Pages: 1220
ISBN-13:
DOWNLOAD EBOOKSecurities Regulation: Selected Statutes, Rules, and Forms 2023 Supplement
Author: James D. Cox
Publisher: Aspen Publishing
Published: 2023-08-16
Total Pages: 1845
ISBN-13:
DOWNLOAD EBOOKSecurities Regulation: Selected Statutes, Rules, and Forms 2023 Supplement
Author: Thomas Lee Hazen
Publisher:
Published:
Total Pages: 1913
ISBN-13: 9780314161826
DOWNLOAD EBOOKAuthor: James D. Cox
Publisher: Wolters Kluwer
Published: 2021-07-21
Total Pages: 0
ISBN-13: 9781543847246
DOWNLOAD EBOOKSecurities Regulation: Selected Statutes, Rules, and Forms, 2021 Edition
Author: Thomas Lee Hazen
Publisher: West Academic Publishing
Published: 2006-11-30
Total Pages: 900
ISBN-13: 9780314177032
DOWNLOAD EBOOKAn abridged version of Hazen's Selected Statutes for instructors who do not require the comprehensive treatment in the standard edition. The abridged version contains sufficient materials from most introductory securities regulation classes. The standard edition of Hazen's 2007 Securities Regulation Selected Statutes contains the latest SEC rulemaking including its new executive compensation disclosures that are not available in most other statutory supplements. Hazen's Selected Statutes is comprehensive and presented in readable format and the index make the material more accessible than in other statutory supplements. It includes new rules and forms adopted through September 15, 2006. While containing all of the statutes and rules needed for both basic and advanced courses in securities regulation, Hazen's Selected Statutes has more user-friendly features than the competition, including single rather than double column format. Also, unlike other statutory supplements on the subject, Hazen's Selected Statutes contains a helpful index to make it easier for students to locate statutes and rules.
Author: Thomas Lee Hazen
Publisher: West Academic Publishing
Published: 2010-01-05
Total Pages: 1090
ISBN-13:
DOWNLOAD EBOOKThis abridged version of the text is ideal for instructors who do not require the comprehensive treatment in the standard edition. The abridged version contains sufficient materials for most introductory securities regulation classes. The standard edition contains the latest Securities and Exchange Commission rulemaking, including its new executive compensation disclosures, which are not available in many statutory supplements. The text is comprehensive and is presented in a readable format, with many user-friendly features, including single- rather than double-column format and an index that makes the material more accessible than in many other statutory supplements.
Author: Richard W. Jennings
Publisher:
Published: 1972
Total Pages:
ISBN-13:
DOWNLOAD EBOOKAuthor: James D. Cox
Publisher:
Published: 2006
Total Pages: 194
ISBN-13:
DOWNLOAD EBOOKCovers the Offering Rules, the sweeping reforms for the public offering of securities adopted by the SEC in June 2005. This work includes the Dura Pharmaceuticals decision, with note material examining the full implications; examines the developments regarding forward looking statements and the significant Supreme Court decision; and more.
Author: James D. Cox
Publisher: Aspen Publishing
Published: 2024-09-15
Total Pages: 1814
ISBN-13:
DOWNLOAD EBOOKAmendments to enhance and standardize disclosures regarding cybersecurity risk management, strategy, governance, and incidents by public companies that are subject to the reporting requirements of the Securities Exchange Act of 1934. Amendments to enhance investor protections in initial public offerings by Special Purpose Acquisition Companies (SPACs). Amendments to modernize and improve disclosure about repurchases of an issuer’s equity securities that are registered under the Exchange Act (Repurchase Rule). Amendments to update Regulation 13D-G to require market participants to provide more timely information on their positions to meet the needs of investors in today’s financial markets. Amendments to the rule under the Investment Company Act of 1940 that addresses certain broad categories of investment company names that are likely to mislead investors about an investment company's investments and risks. Latest updates to statutes, rules, regulations, and forms.
Author:
Publisher: Aspen Publishing
Published: 2022-08-25
Total Pages: 1196
ISBN-13: 1543858791
DOWNLOAD EBOOKDesigned specifically for the securities regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for securities regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials. New to the 2022 Edition: Securities Exchange Act of 1934, Section 21: Investigations; Injunctions and Prosecution of Offenses, updated to authorize the Securities Exchange Commission (SEC) to seek disgorgement of unjust enrichment received as the result of certain violations of the Act, rules and regulations thereunder, and SEC cease-and-desist orders. Schedule 14A, Information Required in Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934, updated to require the use of universal proxy cards in contested elections that include all director nominees up for election at shareholder meetings, as well as to modernize filing fee disclosures and payment methods. Latest updates to statutes, rules, regulations, and forms.
