Securities investor protection update on matters related to the Securities Investor Protection Corporation.
Author:
Publisher: DIANE Publishing
Published:
Total Pages: 42
ISBN-13: 1428943145
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Additional Reforms to the Securities Investor Protection Act
Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Publisher:
Published: 2010
Total Pages: 280
ISBN-13:
DOWNLOAD EBOOKSecurities Investor Protection
Author: Richard J. Hillman
Publisher: DIANE Publishing
Published: 2001-09
Total Pages: 100
ISBN-13: 9780756716813
DOWNLOAD EBOOKAssesses the operations of the Securities Investor Protection Corp. (SIPC), established in 1970. It discusses: (1) the basis for SIPC policies involving unauthorized trading and the extent that these policies are disclosed to investors; (2) the basis for SIPC policies involving the affiliates of SIPC member firms and the extent that these policies are disclosed to investors; (3) the SECs oversight of SIPC; and (4) the disclosure rules for SIPC, the FDIC, and state insurance guarantee associations, as well as the related implications for consumers as the financial services industry consolidates. Includes recommendations to the SIPC and the SEC regarding disclosure of SIPC policies and SEC's SIPC oversight.
Securities Investor Protection
Author: United States. General Accounting Office
Publisher:
Published: 2001
Total Pages: 100
ISBN-13:
DOWNLOAD EBOOKRegulation of Securities, Markets, and Transactions
Author: Patrick S. Collins
Publisher: John Wiley & Sons
Published: 2011-01-14
Total Pages: 384
ISBN-13: 1118008561
DOWNLOAD EBOOKThe ultimate guide to the current rules and regulations that govern the securities industry?including amendments in 2010 Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation. Examines the current securities rules Provides an overview of the latest regulations for this industry Includes a description of the various government regulations of securities markets, and securities transactions Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.
Deposit insurance reform and related supervisory issues
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
Published: 1986
Total Pages: 442
ISBN-13:
DOWNLOAD EBOOKCode of Federal Regulations
Author:
Publisher:
Published: 1987
Total Pages: 530
ISBN-13:
DOWNLOAD EBOOKSpecial edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries.
Requirements for Recurring Reports to the Congress
Author:
Publisher:
Published: 1984
Total Pages: 812
ISBN-13:
DOWNLOAD EBOOKDescribes reports required of executive branch agencies by the Congress on a recurring basis.
Recurring Reports to the Congress
Author: United States. General Accounting Office. Office of Program Analysis
Publisher:
Published: 1984
Total Pages: 810
ISBN-13:
DOWNLOAD EBOOKDescribes reports required of executive branch agencies by the Congress on a recurring basis.
Securities Investor Protection Act Amendments of 1975
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance
Publisher:
Published: 1976
Total Pages: 228
ISBN-13:
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