Review of Regulators' Oversight of Risk Management Systems at a Limited Number of Large, Complex Financiel Institution
Author:
Publisher: DIANE Publishing Inc.
Published:
Total Pages: 34
ISBN-13:
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Financial Regulation: Review of Regulators' Oversight of Risk Management Systems at a Limited Number of Large, Complex Instiututions
Author: Orice M. Williams
Publisher:
Published: 2011-05
Total Pages: 34
ISBN-13: 9781437914474
DOWNLOAD EBOOKFinancial regulators have an important role in assessing risk manaagement (RM) systems at financial institutions. Inadequate RM at large, complex financial institutions was one of the causes of the current financial crisis. The failure of the institutions to appropriately identify, measure, and manage their risks has raised questions not only about corp. governance but also about the adequacy of regulatory oversight of RM systems. This report reviewed: (1) how regulators oversee RM at these institutions; (2) the extent to which regulators identified shortcomings in RM at certain institutions prior to the summer of 2007; and (3) how some aspects of the regulatory system may have contributed to or hindered the oversight of RM. This is a print on demand report.
Financial Regulation
Author: United States Government Accountability Office
Publisher: Createspace Independent Publishing Platform
Published: 2018-01-15
Total Pages: 34
ISBN-13: 9781983864919
DOWNLOAD EBOOKFinancial Regulation: Review of Regulators' Oversight of Risk Management Systems at a Limited Number of Large, Complex Financial Institutions
Financial Regulation
Author: United States Government Accountability Office
Publisher: Createspace Independent Publishing Platform
Published: 2017-09-15
Total Pages: 34
ISBN-13: 9781976405051
DOWNLOAD EBOOKFinancial regulation : review of regulator's oversight of risk management systems at a limited number of large, complex financial institutions : testimony before the Subcommittee on Securities, Insurance, and Investments, Committee on Banking, Housing, and Urban Affairs, U.S. Senate
Financial Regulation
Author: Orice M. Williams
Publisher:
Published: 2009
Total Pages: 30
ISBN-13:
DOWNLOAD EBOOKThe Federal Reserve System Purposes and Functions
Author: Board of Governors of the Federal Reserve System
Publisher:
Published: 2002
Total Pages: 0
ISBN-13: 9780894991967
DOWNLOAD EBOOKProvides an in-depth overview of the Federal Reserve System, including information about monetary policy and the economy, the Federal Reserve in the international sphere, supervision and regulation, consumer and community affairs and services offered by Reserve Banks. Contains several appendixes, including a brief explanation of Federal Reserve regulations, a glossary of terms, and a list of additional publications.
Lessons Learned in Risk Management Oversight at Federal Financial Regulators
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
Publisher:
Published: 2009
Total Pages: 184
ISBN-13:
DOWNLOAD EBOOKSystemic Risk, Institutional Design, and the Regulation of Financial Markets
Author: Anita Anand
Publisher: Oxford University Press
Published: 2016-12-22
Total Pages: 257
ISBN-13: 0191083291
DOWNLOAD EBOOKFollowing the recent financial crisis, regulators have been preoccupied with the concept of systemic risk in financial markets, believing that such risk could cause the markets that they oversee to implode. At the same time, they have demonstrated a certain inability to develop and implement comprehensive policies to address systemic risk. This inability is due not only to the indeterminacy inherent in the term 'systemic risk' but also to existing institutional structures which, because of their existing legal mandates, ultimately make it difficult to monitor and regulate systemic risk across an entire economic system. Bringing together leading figures in the field of financial regulation, this collection of essays explores the related concepts of systemic risk and institutional design of financial markets, responding to a number of questions: In terms of systemic risk, what precisely is the problem and what can be done about it? How should systemic risk be regulated? What should be the role of the central bank, banking authorities, and securities regulators? Should countries implement a macroprudential regulator? If not, how is macroprudential regulation to be addressed within their respective legislative schemes? What policy mechanisms can be employed when developing regulation relating to financial markets? A significant and timely examination of one of the most intractable challenges posed to financial regulation.
Financial Markets Regulation
Author: Orice Williams Brown
Publisher: DIANE Publishing
Published: 2009-12
Total Pages: 136
ISBN-13: 1437919901
DOWNLOAD EBOOKThe Emergency Economic Stabilization Act directed a study of the role of leverage in the current financial crisis and federal oversight of leverage. The objectives were to review: (1) how leveraging and deleveraging by financial institutions may have contributed to the crisis; (2) regulations adopted by federal financial regulators to limit leverage and how regulators oversee compliance with the regulations; and (3) any limitations the current crisis has revealed in regulatory approaches used to restrict leverage and regulatory proposals to address them. To meet these objectives, the auditor reviewed relevant laws and regulations and academic and other studies, and interviewed regulators and market participants. Includes recommend. Illus.
Financial Regulation and Supervision
Author: Eddy Wymeersch
Publisher: OUP Oxford
Published: 2012-08-16
Total Pages: 659
ISBN-13: 0191636657
DOWNLOAD EBOOKThis comprehensive account of financial regulation and supervision in times of crisis analyses the complex changes under way regarding the new financial regulatory structures in the EU. Focusing on the organisation of financial supervision, it deals with the background to the reforms, the architecture of the regulatory system, the likely implications for the financial institutions and the challenge of international co-operation. Changes in the US have been heavily criticised and in Europe a brand new regulatory system with three new regulatory agencies and a systemic risk board has been developed. National systems are in the process of being updated. International cooperation, although still difficult, has made progress, with the Financial Stability Board now acting on behalf of the G.20. Central bank cooperation has improved significantly and in the meantime, sectoral regulations are being adapted in full speed, such as Basel III, AIDMD, MiFID and many others. This book gives an overall view of these complex changes. The first section of the book provides an assessment of the reforms and considers the background to their making. In the section on regulatory structure there is analysis of the new regulatory bodies, their complex competences and actions. The book also takes a critical look at their likely effectiveness. The final section of the work considers the actual implementation of the new rules in a cross-border context.
