SEC Docket
SEC Docket

Author: United States. Securities and Exchange Commission

Publisher:

Published: 2009

Total Pages: 722

ISBN-13:

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Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Author: H. David Kotz

Publisher: DIANE Publishing

Published: 2010-03

Total Pages: 477

ISBN-13: 1437921868

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Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.

SEC News Digest
SEC News Digest

Author: United States. Securities and Exchange Commission

Publisher:

Published: 1977-07

Total Pages: 644

ISBN-13:

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Lists documents available from Public Reference Section, Securities and Exchange Commission.

Honoring Human Rights
Honoring Human Rights

Author: Alice H. Henkin

Publisher: BRILL

Published: 2021-10-18

Total Pages: 448

ISBN-13: 9004481419

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This collection of essays critiques human rights field missions that were part of large UN and other multinational peacekeeping operations during the period 1994 through 1997. The authors served as human rights officers for the missions, including those in El Salvador, Haiti, Cambodia, Guatemala, Rwanda, and Bosnia. The several chapters trace the evolution of the missions, the role of human rights within the peacekeeping process, and the relationship between monitoring abuses and rebuilding the institutions necessary for a rights-respecting civil society. Future peacekeeping ventures should benefit from the analysis of these operations and from the recommendations that conclude each of the two sections of the book.