Investment Company/Variable Contracts Limited Representative
Author: Dearborn Financial Institute
Publisher: Kaplan Publishing
Published: 1995-12
Total Pages: 316
ISBN-13: 9780793116041
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Author: Dearborn Financial Institute
Publisher: Kaplan Publishing
Published: 1995-12
Total Pages: 316
ISBN-13: 9780793116041
DOWNLOAD EBOOKAuthor: Securities Institute of America, Incorporated The
Publisher:
Published: 2009-07-15
Total Pages:
ISBN-13: 9780981961859
DOWNLOAD EBOOKStudents will be prepared to pass the series 6 exam after reading this comprehensive textbook from The Securities Institute of America. It is recommended that students read the textbook in addition to attending a live or online class. Students are also encouraged to prepare using our exam software. To contact The Securities Institute please call us at: 877 218 1776 or visit us on the web at: www.SecuritiesCE.com
Author: Wiley
Publisher: John Wiley & Sons
Published: 2017-03-08
Total Pages: 628
ISBN-13: 111940004X
DOWNLOAD EBOOKThe most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell: Public offerings and/or private placements of corporate securities (stocks and bonds) rights warrants mutual funds money market funds unit investment trusts REITS asset-backed securities mortgage-backed securities options options on mortgage-backed securities municipal securities government securities repos and certificates of accrual on government securities direct participation programs securities traders venture capital ETFs hedge funds
Author:
Publisher: Kaplan Publishing
Published: 1991
Total Pages: 238
ISBN-13: 9780793102440
DOWNLOAD EBOOKAuthor: Dearborn Financial Institute
Publisher: Kaplan Publishing
Published: 1998
Total Pages: 292
ISBN-13:
DOWNLOAD EBOOKAuthor: Carolyn B. Mitchell
Publisher: Kaplan Publishing
Published: 1996
Total Pages: 300
ISBN-13: 9780793116034
DOWNLOAD EBOOKAuthor: Dearborn Financial Publishing
Publisher: Kaplan Publishing
Published: 2005-03
Total Pages: 388
ISBN-13: 9781419503085
DOWNLOAD EBOOKAuthor:
Publisher: Kaplan Publishing
Published: 1994
Total Pages: 308
ISBN-13: 9780793106035
DOWNLOAD EBOOKAuthor: Series 7 Exam Prep Review Team
Publisher: Test Prep Books
Published: 2017-11-07
Total Pages: 200
ISBN-13: 9781628454871
DOWNLOAD EBOOKSeries 7 Study Guide: Test Prep Manual & Practice Exam Questions for the FINRA Series 7 Licence Exam Developed for test takers trying to achieve a passing score on the Series 7 exam, this comprehensive study guide includes: -Quick Overview -Test-Taking Strategies -Introduction to the Series 7 Exam -Regulatory Requirements -Knowledge of Investor Profile -Opening and Maintaining Customer Accounts -Business Conduct Knowledge & Suitable Recommendations -Orders and Transactions in Customer Accounts -Professional Conduct and Ethical Considerations -Primary Marketplace -Secondary Marketplace -Principal Factors Affecting Securities, Markets, and Prices -Analysis of Securities and Markets -Equity Securities -Debt Securities -Packaged Securities and Managed Investments -Options -Retirement Plans -Custodial, Edcation, and Health Savings -Practice Questions -Detailed Answer Explanations Each section of the test has a comprehensive review that goes into detail to cover all of the content likely to appear on the Series 7 exam. The practice test questions are each followed by detailed answer explanations. If you miss a question, it's important that you are able to understand the nature of your mistake and how to avoid making it again in the future. The answer explanations will help you to learn from your mistakes and overcome them. Understanding the latest test-taking strategies is essential to preparing you for what you will expect on the exam. A test taker has to not only understand the material that is being covered on the test, but also must be familiar with the strategies that are necessary to properly utilize the time provided and get through the test without making any avoidable errors. Anyone planning to take the Series 7 exam should take advantage of the review material, practice test questions, and test-taking strategies contained in this study guide.
Author: United States. Securities and Exchange Commission
Publisher:
Published: 1995
Total Pages: 716
ISBN-13:
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