SEC Docket
SEC Docket

Author: United States. Securities and Exchange Commission

Publisher:

Published: 2003

Total Pages: 1184

ISBN-13:

DOWNLOAD EBOOK

Contemporary Topics in Finance
Contemporary Topics in Finance

Author: Iris Claus

Publisher: John Wiley & Sons

Published: 2019-02-27

Total Pages: 400

ISBN-13: 1119565197

DOWNLOAD EBOOK

The literature surveys presented in this edited volume provide readers with up-to-date reviews on eleven contemporary topics in finance. Topics include unconventional monetary policy, implicit bank guarantees, and financial fraud - all linked to the exceptional event of the Global Financial Crisis Explores how recent studies on inflation risk premia and finance and productivity have benefitted from new empirical methods and the availability of relevant data Demonstrates how angel investing, venture capital, relationship lending and microfinance have benefitted from increased research as they have become more seasoned Investigates crowdfunding and crypto-currencies which have both arisen from recent technological developments

Oversight and Reauthorization of Action Agency, 1979
Oversight and Reauthorization of Action Agency, 1979

Author: United States. Congress. House. Committee on Education and Labor. Subcommittee on Select Education

Publisher:

Published: 1980

Total Pages: 1752

ISBN-13:

DOWNLOAD EBOOK

To authorize appropriations for programs under the domestic Volunteer Service Act of 1979, to amend such act to facilitate the improvement of programs carried outthereunder, to authorize urban volunteer programs, and for other purposes.

The Ethics and Conduct of Lawyers in England and Wales
The Ethics and Conduct of Lawyers in England and Wales

Author: Andrew Boon

Publisher: Bloomsbury Publishing

Published: 2014-11-07

Total Pages: 864

ISBN-13: 1782256091

DOWNLOAD EBOOK

This is the third edition of the leading textbook on legal ethics and the regulation of the legal profession in England and Wales. As such it maps the complex regulatory environment in which the legal profession in England and Wales now operates. It opens with a critical overview of professional ideals, organisation, power and culture and an examination of the mechanisms of professions, exercised through governance, regulation, discipline and education. The core of the book explores the conflict between duties owed to clients (loyalty and confidentiality) and wider duties (to the profession, third parties and society). The final part applies lawyers' ethics to dispute resolution and settlement (litigation, negotiation, advocacy and alternative dispute settlement). Now laid out in a more accessible format and written in a more approachable style, the book is ideal reading for those teaching and learning in the field of legal ethics.

United States
United States

Author: International Monetary Fund

Publisher: International Monetary Fund

Published: 2010-05-15

Total Pages: 31

ISBN-13: 1455206725

DOWNLOAD EBOOK

This paper discusses key findings of the Detailed Assessment of Observance of the Fixed Income Clearing Corporation–Government Securities Division’s Observance of the Committee on Payment and Settlement Systems/International Organization of Securities Commissions (CPSS–IOSCO) Recommendations for Central Counterparties (CCP) for the United States. The assessment recommends that a CCP should have a well-founded, transparent, and enforceable legal framework for each aspect of its activities in all relevant jurisdictions. A CCP should require participants to have sufficient financial resources and robust operational capacity to meet obligations arising from participation in the CCP.