Securities Arbitration Procedure Manual

Securities Arbitration Procedure Manual

Author: David E. Robbins

Publisher: MICHIE

Published: 1995

Total Pages: 1078

ISBN-13:

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This manual is acknowledged to be the essential reference in the field of securities arbitration. It systematically describes the issues that arise in a dispute, how to evaluate the merits of a case, & how to prepare & present cases to arbitration panels anywhere in the country. In the Third Edition, David Robbins updates his work to reflect the important new issues governing discovery on the Internet, NASD's new eligibility rule, & its rule on punitive damages.


Auction Rate Securities Settlements With Citigroup And UBS To Provide $30 Billion In Liquidity

Auction Rate Securities Settlements With Citigroup And UBS To Provide $30 Billion In Liquidity

Author: Backgroundnow.com Staff

Publisher: www.BackgroundNow.com

Published: 2008-12-13

Total Pages: 40

ISBN-13: 1440493537

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The SEC finalized settlements December-11 with Citigroup Global Markets, Inc. and UBS Securities LLC and UBS Financial Services, Inc. that will provide nearly $30 billion to customers who invested in auction rate securities before the market for those securities froze in February.


Fixed Income Securities

Fixed Income Securities

Author: Frank J. Fabozzi

Publisher: John Wiley and Sons

Published: 2008-04-21

Total Pages: 480

ISBN-13: 0470304022

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A Comprehensive Guide to All Aspects of Fixed Income Securities Fixed Income Securities, Second Edition sets the standard for a concise, complete explanation of the dynamics and opportunities inherent in today's fixed income marketplace. Frank Fabozzi combines all the various aspects of the fixed income market, including valuation, the interest rates of risk measurement, portfolio factors, and qualities of individual sectors, into an all-inclusive text with one cohesive voice. This comprehensive guide provides complete coverage of the wide range of fixed income securities, including: * U.S. Treasury securities * Agencies * Municipal securities * Asset-backed securities * Corporate and international bonds * Mortgage-backed securities, including CMOs * Collateralized debt obligations (CDOs) For the financial professional who needs to understand the fundamental and unique characteristics of fixed income securities, Fixed Income Securities, Second Edition offers the most up-to-date facts and formulas needed to navigate today's fast-changing financial markets. Increase your knowledge of this market and enhance your financial performance over the long-term with Fixed Income Securities, Second Edition. www.wileyfinance.com


The Microstructure of Government Securities Markets

The Microstructure of Government Securities Markets

Author: Mr.Peter Dattels

Publisher: International Monetary Fund

Published: 1995-11

Total Pages: 106

ISBN-13:

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This paper applies the “market microstructure” literature to the specific features of government securities markets and draws implications for the strategy to develop government securities markets. It argues for an active role of the authorities in fostering the development of efficient market structures.


The Crime Of Our Time

The Crime Of Our Time

Author: Danny Schechter

Publisher: Red Wheel Weiser

Published: 2010-09-01

Total Pages: 314

ISBN-13: 1934708623

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Veteran journalist Danny Schechter investigates a complex web of fraud and crime that he shows played a major—if largely unreported—role in bringing the economy down. His four-year investigation focuses on three interconnected cesspools of corruption: what the FBI calls an "epidemic of mortgage fraud," predatory and deceptive securitization by Wall Street, and insurance scams.


Markets in Profile

Markets in Profile

Author: James F. Dalton

Publisher: John Wiley & Sons

Published: 2011-01-11

Total Pages: 224

ISBN-13: 9781118044643

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Markets in Profile explores the confluence of three disparate philosophical frameworks: the Market Profile, behavioral finance, and neuroeconomics in order to present a unified theory of how markets work. The Market Profile is an ever-evolving, multidimensional graphic that gives visual form to the market's continuing auction process, revealing the myriad underlying dynamics that influence market activity. Behavioral finance posits that investors are driven more by emotional factors and the subjective interpretation of minutia than by "rationality" when making investment decisions. And neuroeconomics is the study of how investor psychology permeates and affects the financial markets. Mr. Dalton explicates the ways in which irrational human behavior influences the market's natural auction process, creating frequently predictable market structure, which results in opportunities for investors to ameliorate risk. The book will improve investors ability to interpret change in markets, enabling better, more confident investment decisions.


SEC Docket

SEC Docket

Author: United States. Securities and Exchange Commission

Publisher:

Published: 2007

Total Pages: 1508

ISBN-13:

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Treasury Bill Auctions

Treasury Bill Auctions

Author: Mr.Carlo Cottarelli

Publisher: International Monetary Fund

Published: 1994-11-01

Total Pages: 70

ISBN-13: 1451855648

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We review the main issues that arise in the design of treasury bill auctions and survey the relevant empirical literature. We also provide a detailed description of the actual design of these auctions in a sample of 42 industrial and developing countries.