Investment Adviser's Legal and Compliance Guide

Investment Adviser's Legal and Compliance Guide

Author: Terrance J. O'Malley

Publisher: Wolters Kluwer

Published: 2004-01-01

Total Pages: 714

ISBN-13: 9780735550926

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Investment Adviser's Legal and Compliance Guide is an invaluable guide written to assist attorneys and advisers in both drafting their policies and procedures and reviewing them annually. In addition, the book serves as a practical tool for


New Serial Titles

New Serial Titles

Author:

Publisher:

Published: 1993

Total Pages: 1644

ISBN-13:

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A union list of serials commencing publication after Dec. 31, 1949.