Corporate Actions

Corporate Actions

Author: Michael Simmons

Publisher: John Wiley & Sons

Published: 2006-02-03

Total Pages: 429

ISBN-13: 0470870672

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Corporate actions are events that affect large corporations through to the individual investor - even those that own a single-share! All organizations that hold equity and debt securities for themselves and/or on behalf of others are affected when the issuer of a security announces an income or corporate action event. The successful management of the array of different event types requires understanding of the inherent risks, and tight controls at critical points in the event lifecycle. The management of income and corporate action events are important and essential parts of the securities industry business. Written by authors with many years experience within this sector, Corporate Actions: A Guide to Securities Event Management sets out to demystify the subject and provides a thorough, step-by-step introduction to corporate actions and income events. Corporate Actions is a comprehensive source for understanding a major component of operational processing. The individual components and their relation to each other within the corporate actions lifecycle are explained in detail, through which the reader will gain a clear and thorough understanding of the lifecycle together with potential processing risks and the strategies to mitigate Corporate Actions is essential reading for all those involved in the securities industry, from new recruits to those involved in both the day-to-day operations process and those within executive management. It will also prove invaluable to those providing consultancy and software solutions to the securities industry. Corporate Actions is the first major work on this subject. Many people within the securities industry have heard of corporate actions - many people know they can be highly risky - many organizations have lost vast sums of cash in attempting to process them - very few understand them!


CORPORATE ACTIONS: A GUIDE TO SECURITIES EVENT MANAGEMENT

CORPORATE ACTIONS: A GUIDE TO SECURITIES EVENT MANAGEMENT

Author: Michael Simmons & Elaine Dalgleish

Publisher: John Wiley & Sons

Published: 2006

Total Pages: 436

ISBN-13: 9788126509850

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Market_Desc: · General Operations Personnel· Risk Management Professionals· Traders & Sales People· Custodians· Data Vendors specializing in the provision of corporate action details· Software Vendors providing operational solutions · Consultancy Organizations Special Features: · Only book available on this important and specialized area of securities operations within financial institutions· Recent years has seen a huge growth in the awareness of banks of the implications and risks of corporate actions - which in turn has driven industry organizations to focus on the improvement of Corporate Actions operations· Significant increase in the demands of financial institutions to better understand this area of securities operations and provide automated and sophisticated solutions About The Book: This book aims to demystify the topic of Corporate Actions and to make the subject more easily understood by a broad, relevant audience. The book begins by explaining the topic from first principles, and takes the reader to a point where they have a good understanding of the subject. The reader will gain an understanding of the topic from a practical operational use perspective; in addition, the book is intended to be used as a reference of Corporate Action terms.


The Shareholder Action Guide

The Shareholder Action Guide

Author: Andrew Behar

Publisher: Berrett-Koehler Publishers

Published: 2016-11-14

Total Pages: 209

ISBN-13: 1626568464

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“A valuable call to action for small shareholders to change the ways big corporations do business.” —Robert Reich, former US Secretary of Labor Want to make misbehaving corporations mend their ways? You can! If you own their stock, corporations have to listen to you. Shareholder advocate Andrew Behar explains how to exercise your proxy voting rights to weigh in on corporate policies—you only need a single share of stock to do it. If you've got just $2,000 in stock, Behar shows how you can go further and file a resolution to directly address the board of directors. And even if your investments are in a workplace-sponsored 401(k) or a mutual fund, you can work with your fund manager to purge corporations from your portfolio that don't align with your values. Illustrated with inspiring stories of individuals who have gone up against corporate Goliaths and won, this book informs, inspires, and instructs investors how to unleash their power to change the world.


Corporate Actions

Corporate Actions

Author: Francis Groves

Publisher:

Published: 2008

Total Pages: 212

ISBN-13: 9781435693371

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Corporate actions have been sidelined for too long and deserve to be treated with more respect. No type of investment security can be fully understood without knowledge of its corporate actions. They have implications for the sustainability of an investment's performance but repeatedly more beguiling investment preoccupations put them into the shade.


Securities Operations

Securities Operations

Author: Michael Simmons

Publisher: John Wiley & Sons

Published: 2003-07-07

Total Pages: 486

ISBN-13: 0470857153

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The only comprehensive account of operational risk in securities settlements Securities Operations focuses on the settlement aspects of a securities transaction. As financial analysts make a greater effort toward quantifying and managing operational risk, they are paying more attention to securities transactions in general and to the settlement phase in particular. While describing the practical issues, this book enumerates the different "back office" related risks potentially encountered throughout the settlement. Simmons also covers more advanced topics such as derivatives, trade compensation, internal allocation of funding costs, and operational performance measurement. Michael Simmons (London, UK) is currently Head of Business Consultancy at Wilco International, a major software systems provider to the financial markets. Over the years, financial professionals around the world have looked to the Wiley Finance series and its wide array of bestselling books for the knowledge, insights, and techniques that are essential to success in financial markets. As the pace of change in financial markets and instruments quickens, Wiley Finance continues to respond. With critically acclaimed books by leading thinkers on value investing, risk management, asset allocation, and many other critical subjects, the Wiley Finance series provides the financial community with information they want. Written to provide professionals and individuals with the most current thinking from the best minds in the industry, it is no wonder that the Wiley Finance series is the first and last stop for financial professionals looking to increase their financial expertise.


A Guide to Sustainable Corporate Responsibility

A Guide to Sustainable Corporate Responsibility

Author: Caroline D. Ditlev-Simonsen

Publisher: Springer Nature

Published: 2022

Total Pages: 285

ISBN-13: 3030882039

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This open access book discusses the challenges and opportunities faced by companies in an age that increasingly values sustainability and demands corporate responsibility. Beginning with the historical development of corporate responsibility, this book moves from academic theory to practical application. It points to ways in which companies can successfully manage their transition to a more responsible, sustainable way of doing business, common mistakes to avoid and how the UN Sustainable Development Goals are integral to any sustainability transformation. Practical cases illustrate key points. Drawing on thirty years of sustainability research and extensive corporate experience, the author provides tools such as a Step-by-Step strategic guide on integrating sustainability in collaboration with stakeholders including employees, customers, suppliers and investors. The book is particularly relevant for SMEs and companies operating in emerging markets. From a broader perspective, the value of externalities, full cost pricing, alternative economic theories and circular economy are also addressed.


Strategic Corporate Conservation Planning

Strategic Corporate Conservation Planning

Author: Margaret O'Gorman

Publisher:

Published: 2020-02-06

Total Pages: 282

ISBN-13: 1610919408

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Industries that drive economic growth and support our comfortable modern lifestyles have exploited natural resources to do so. But now there's growing understanding that business can benefit from a better relationship with the environment. Leading corporations have begun to leverage nature-based remediation, restoration, and enhanced lands management to meet a variety of business needs, such as increasing employee engagement and establishing key performance indicators for reporting and disclosures. Strategic Corporate Conservation Planning offers fresh insights for corporations and environmental groups looking to create mutually beneficial partnerships that use conservation action to address business challenges and realize meaningful environmental outcomes. Recognizing the long history of mistrust between corporate action and environmental effort, Strategic Corporate Conservation Planning begins by explaining how to identify priorities that will yield a beneficial relationship between a company and nonprofit. Next, O'Gorman offers steps for creating ecologically-focused projects that address key business needs. Chapters highlight existing projects with different scales of engagement, emphasizing that headline-generating, multimillion dollar commitments are not necessarily the most effective approach. Myriad case studies featuring programs from habitat restoration to environmental educational initiatives at companies like Bridgestone USA, General Motors, and CRH Americas are included to help spark new ideas. With limited government funding available for conservation and increasing competition for grant support, corporate efforts can fill a growing need for environmental stewardship while also providing business benefits. Strategic Corporate Conservation Planning presents a comprehensive approach for effective engagement between the public and private sector, encouraging pragmatic partnerships that benefit us all.